BNP Paribas : 5th amendment to the 2021 Universal Registration Document – Marketscreener.com

Posted: September 29, 2022 at 12:33 am

FIFTH AMENDMENT TO THE

2021 UNIVERSAL REGISTRATION DOCUMENT

FILED WITH THE AMF ON SEPTEMBER 27TH, 2022

Universal Registration Document and annual financial report 2021 filed with the AMF (Autorit des Marchs Financiers) on March 25, 2022 under No. D. 22-0156.

First amendment to Universal Registration Document and annual financial report 2021 filed with the AMF (Autorit des Marchs Financiers) on May 3, 2022 under No. D. 22-0156-A01.

Second amendment to Universal Registration document and annual financial report 2021 filed with the AMF (Autorit des Marchs Financiers) on June 28, 2022 under No. D. 22-0156-A02.

Third amendment to Universal Registration document and annual financial report 2021 filed with the AMF (Autorit des Marchs Financiers) on July 29, 2022 under No. D. 22-0156-A03.

Fourth amendment to Universal Registration document and annual financial report 2021 filed with the AMF (Autorit des Marchs Financiers) on August 4, 2022 under No. D. 22-0156-A04.

This is a translation into English of the Universal Registration Document of the Company issued in French and it is

available on the website of the Issuer

Socit anonyme (Public Limited Company) with capital of 2,468,663,292 euros

Head office: 16 boulevard des Italiens, 75009 PARIS

R.C.S.: PARIS 662 042 449

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Summary

1. APPROVAL BY THE AMF OF THE 3RD, 4TH AND 5TH AMENDMENT OF THE 2021 UNIVERSAL

REGISTRATION DOCUMENT

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2.

GENERAL INFORMATION

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3.

STATUTORY AUDITORS

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4.

PERSON RESPONSIBLE FOR THE UNIVERSAL REGISTRATION DOCUMENT

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5.

TABLES OF CONCORDANCE

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This fifth amendment to the 2021 Universal Registration Document has been filed with the AMF on 27 September 2022 as competent authority under Regulation (EU) 2017/1129 without prior approval pursuant to Article 9 of Regulation (EU) 2017/1129;

The universal registration document may be used for the purposes of an offer to the public of securities or admission of securities to trading on a regulated market if approved by the AMF together with any amendments, if applicable, and a securities note and summary approved in accordance with Regulation (EU) 2017/1129.

This Universal Registration Document may form part of a prospectus of the Issuer consisting of separate documents within the meaning of the Prospectus Regulation.

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1. APPROVAL BY THE AMF OF THE 3RD, 4TH AND 5th AMENDMENT OF THE 2021 UNIVERSAL REGISTRATION DOCUMENT :

1.1. Approval of the 3rd amendment to the 2021 Universal Registration Document

The 3rd Amendment to the 2021 Universal Registration Document was approved on 27 September 2022 by the AMF as competent authority under Regulation (EU) 2017/1129.

The AMF approves this document after verifying that the information contained in it is complete, consistent and comprehensible. The 3rd Amendment to the 2021 Universal Registration Document has the following approval number: R. 22-035.

Such approval should not be considered as a favourable opinion on the issuer covered by the Universal Registration Document.

The 3rd Amendment to the 2021 Universal Registration Document may be used for the purpose of offering to the public of securities or for the admission of financial securities to trading on a regulated market if it is supplemented by a securities note and, where appropriate, a summary and its amendment(s). In this case, the securities note, the summary and all the amendments made to the universal registration document since its approval are approved separately in accordance with Article 10 (3), 2nd subparagraph of Regulation (EU) 2017/1129.

It is valid until 27 September 2023 and, during that period and at the latest at the same time as the securities note and under the conditions of Articles 10 and 23 of Regulation (EU) 2017/1129, must be completed by an amendment to the Universal Registration Document in the event of significant new developments or material errors or inaccuracies.

1.2. Approval of the 4th amendment to the 2021 Universal Registration Document:

The 4th Amendment to the 2021 Universal Registration Document was approved on 27 September 2022 by the AMF as competent authority under Regulation (EU) 2017/1129.

The AMF approves this document after verifying that the information contained in it is complete, consistent and comprehensible. The 4th Amendment to the 2021 Universal Registration Document has the following approval number: R. 22-035.

Such approval should not be considered as a favourable opinion on the issuer covered by the Universal Registration Document.

The 4th Amendment to the 2021 Universal Registration Document may be used for the purpose of offering to the public of securities or for the admission of financial securities to trading on a regulated market if it is supplemented by a securities note and, where appropriate, a summary and its amendment(s). In this case, the securities note, the summary and all the amendments made to the universal registration document since its approval are approved separately in accordance with Article 10 (3), 2nd subparagraph of Regulation (EU) 2017/1129.

It is valid until 27 September 2023 and, during that period and at the latest at the same time as the securities note and under the conditions of Articles 10 and 23 of Regulation (EU) 2017/1129, must be completed by an amendment to the Universal Registration Document in the event of significant new developments or material errors or inaccuracies.

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1.3. Approval of the 5th amendment to the 2021 Universal Registration Document:

The 5th Amendment to the 2021 Universal Registration Document was approved on 27 September 2022 by the AMF as competent authority under Regulation (EU) 2017/1129.

The AMF approves this document after verifying that the information contained in it is complete, consistent and comprehensible. The 5th Amendment to the 2021 Universal Registration Document has the following approval number: R. 22-035.

Such approval should not be considered as a favourable opinion on the issuer covered by the Universal Registration Document.

The 5th Amendment to the 2021 Universal Registration Document may be used for the purpose of offering to the public of securities or for the admission of financial securities to trading on a regulated market if it is supplemented by a securities note and, where appropriate, a summary and its amendment(s). In this case, the securities note, the summary and all the amendments made to the universal registration document since its approval are approved separately in accordance with Article 10 (3), 2nd subparagraph of Regulation (EU) 2017/1129.

It is valid until 27 September 2023 and, during that period and at the latest at the same time as the securities note and under the conditions of Articles 10 and 23 of Regulation (EU) 2017/1129, must be completed by an amendment to the Universal Registration Document in the event of significant new developments or material errors or inaccuracies.

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2. GENERAL INFORMATION

2.1 Documents on display

This document is available on the website http://www.invest.bnpparibas.com and the Autorit des Marchs Financiers (AMF) website, http://www.amf-france.org.

Any person wishing to receive additional information about BNP Paribas Group can request documents, without commitment, as follows:

2.2 Significant changes

Save as disclosed in this Amendment to the 2021 Universal Registration Document, there have been no significant adverse change in the Group's financial situation or financial performance since 30 June 2022, no material adverse change in the prospects of the Group since 4 August 2022.

To the best of the BNP Paribas' knowledge, there have not been any recent events which are to a material extent

relevant to the evaluation of BNP Paribas' solvency since 30 June 2022.

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