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Daily Archives: October 19, 2015
What is the Fifth Amendment of the US Constitution?
Posted: October 19, 2015 at 9:43 am
anon170073 Post 6
To poster 4. By "loved one" do you mean a wife/husband or more along the lines of a girlfriend? Technically, a spouse is able to plead the fifth in cases dealing with their significant other. It isn't required that you do or do not plead the fifth though, but you cannot be forced to incriminate them.
Can you use the fifth amendment in a simple assault case?
does the fifth amendment apply when you have been ordered to testify against a loved one? Do you have to testify or can you "plead the fifth" to not incriminate a loved one?
My question was and has not been answered yet. How does the 5th Amendment to the US constitution involve the taking of real property without just compensation? Very important and what are the consequences?
Moderator's reply: Unfortunately, we are not equipped to respond to specific questions, which is why we created this discussion section on each article page. In this section, a reader may discuss article topics with other readers. Whether and when your questions will be answered, however, depends on fellow readers and posters.
Under provisions of the Fifth Amendment, can a defendant be required to produce, before the time of trial, relevant evidence to the prosecution?
How does the 5th Amendment to the US Constitution involve the taking of Real Property without just compensation?
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What is the Fifth Amendment of the US Constitution?
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Annenberg Classroom – Fifth Amendment
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Fifth Amendment - The Text No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.
Fifth Amendment - The Meaning Grand Jury Protection: The Fifth Amendment requirement that serious federal criminal charges be started by a grand jury (a group of citizens who hear evidence from a prosecutor about potential crimes) is rooted in English common law. Its basic purpose is to provide a fair method for beginning criminal proceedings against those accused of committing crimes. Grand jury charges can be issued against anyone except members of the military, who are instead subject to courts-martial in the military justice system.
To avoid giving government unchecked powers, grand jurors are selected from the general population and their work, conducted in secret, is not hampered by rigid rules about the type of evidence that can be heard. In fact, grand jurors can act on their own knowledge and are free to start criminal proceedings on any information that they think relevant.
It is these broad powers that have led some critics to charge that grand juries are little more than puppets of prosecutors. Grand juries also serve an investigative role-because grand juries can compel witnesses to testify in the absence of their lawyers.
A significant number of states do not use grand juries, instead they begin criminal proceedings using informations or indictments. The right to a grand jury is one of only a few protections in the Bill of Rights that has not been applied to the states by the Fourteenth Amendment.
Protection against Double Jeopardy: This portion of the Fifth Amendment protects individuals from being twice put in jeopardy of life or limbthat is, in danger of being punished more than once for the same criminal act. The U.S. Supreme Court has interpreted the double jeopardy clause to protect against a second prosecution for the same offense after acquittal or conviction and against multiple punishments for the same crime. Like other provisions in the Bill of Rights that affect criminal prosecutions, the double jeopardy clause is rooted in the idea that the government should not have unlimited power to prosecute and punish criminal suspects. Rather, the government gets only one chance to make its case.
Right against Self-Incrimination: This provision of the Fifth Amendment is probably the best-known of all constitutional rights, as it appears frequently on television and in movieswhether in dramatic courtroom scenes (I take the Fifth!) or before the police question someone in their custody (You have the right to remain silent. Anything you do say can be used against you in a court of law.). The right protects a person from being forced to reveal to the police, prosecutor, judge, or jury any information that might subject him or her to criminal prosecution. Even if a person is guilty of a crime, the Fifth Amendment demands that the prosecutors come up with other evidence to prove their case. If police violate the Fifth Amendment by forcing a suspect to confess, a court may suppress the confession, that is, prohibit it from being used as evidence at trial.
The right to remain silent also means that a defendant has the right not to take the witness stand at all during his or her trial, and that the prosecutor cannot point to the defendants silence as evidence of guilt. There are, however, limitations on the right against self-incrimination. For example, it applies only to testimonial acts, such as speaking, nodding, or writing. Other personal information that might be incriminating, like blood or hair samples, DNA or fingerprints, may be used as evidence. Similarly, incriminating statements that an individual makes voluntarilysuch as when a suspect confesses to a friend or writes in a personal diaryare not protected.
Right to Due Process: The right to due process of law has been recognized since 1215, when the Magna Carta (the British charter) was adopted. Historically, the right protected people accused of crimes from being imprisoned without fair procedures (like indictments and trials, where they would have an opportunity to confront their accusers). The right of due process has grown in two directions: It affords individuals a right to a fair process (known as procedural due process) and a right to enjoy certain fundamental liberties without governmental interference (known as substantive due process). The Fifth Amendments due process clause applies to the federal governments conduct. In 1868 the adoption of the Fourteenth Amendment expanded the right of due process to include limits on the actions of state governments.
Today, court decisions interpreting the Fourteenth Amendments due process right generally apply to the Fifth Amendment and vice versa.
Takings Clause: The takings clause of the Fifth Amendment strikes a balance between the rights of private property owners and the right of the government to take that property for a purpose that benefits the public at large. When the government takes private property, it is required to pay just compensation to the property owner for his or her loss. The takings power of the government, sometimes referred to as the power of eminent domain, may be used for a wide range of valid public uses (for a highway or a park, for example). For the most part, when defining just compensation, courts try to reach some approximation of market value.
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First Amendment – Text, Origins, and Meaning
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Text of Amendment: Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances. Jeff Hunter/The Image Bank/Getty Images Origins of the First Amendment
The founding father most concerned--some might say obsessed--with free speech and free religious exercise was Thomas Jefferson, who had already implemented several similar protections in the constitution of his home state of Virginia. It was Jefferson who ultimately persuaded James Madison to propose the Bill of Rights, and the First Amendment was Jefferson's top priority.
The first clause in the First Amendment--"Congress shall make no law respecting an establishment of religion"--is generally referred to as the establishment clause. It is the establishment clause that grants "separation of church and state," preventing--for example--a government-funded Church of the United States from coming into being. More
The second clause in the First Amendment--"or prohibiting the free exercise thereof"--protects freedom of religion. Religious persecution was for all practical purposes universal during the 18th century, and in the already religiously diverse United States there was immense pressure to guarantee that the U.S. government would not require uniformity of belief.
Congress is also prohibited from passing laws "abridging the freedom of speech." What free speech means, exactly, has varied from era to era. It is noteworthy that within ten years of the Bill of Rights' ratification, President John Adams successfully passed an act specifically written to restrict the free speech of supporters of Adams' political opponent, Thomas Jefferson. More
During the 18th century, pamphleteers such as Thomas Paine were subject to persecution for publishing unpopular opinions. The freedom of press clause makes it clear that the First Amendment is meant to protect not only freedom to speak, but also freedom to publish and distribute speech. More
The "right of the people to peaceably assemble" was frequently violated by the British in the years leading up to the American Revolution, as efforts were made to ensure that radical colonists would not be able to foment a revolutionary movement. The Bill of Rights, written as it was by revolutionaries, was intended to prevent the government from restricting future social movements.
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First Amendment - Text, Origins, and Meaning
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First Amendment – constitution | Laws.com
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The First Amendment of the United States Constitution is contained in the Bill of Rights. The First Amendment has proven to be one of the most fundamental and important in respects to the rights attributed to the populace of the United States. Originally, the First Amendment was implemented and applied solely to Congress. However, by the beginning of the twentieth century, it was upheld that the First Amendment is to apply to all forms of government, including state and local levels. The Supreme Court decided that the Fourteenth Amendment Due Process Clause would apply to the 1st Amendment, and thus rendering such a decision.
As stated in the United States Constitution, Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, of of the press; or the right of the people peaceably to assemble and to petition the Government for a redress of grievances. Though a relatively short and concise assertion, the text provides for quite an encompassing set of rights that protect the citizens of the United States, and some of the most important and basic human rights. The First Amendment has many clauses that relate to each of the concepts that it sets out to protect. Religion is discussed in two clauses, one regarding the establishment of religion, and the other the free exercise of religion.
This proves to be one of the most important rights to secure by the Fathers of the Constitution, for so many people of European descent immigrated to the American Colonies to avoid religious persecution, and to find a safe haven to practice their religion of choice without any dire consequences. The First Amendment prohibits the government to establish a formal or national religion for the nation. It also addresses that there will be no preference of any particular religion, including the practice of no religion, or non religion.
The 1st Amendment guarantees the people of the United States the free exercise of religion, without interference from governmental factions. This right would also extend to any organization or individual infringing on such right, and would be deemed as unconstitutional.
One of the most commonly referred to clauses under the 1st Amendment is the freedom of speech. This clause has proven to be of great importance, particularly in the twentieth century and continues on with such regard in our lifetime. Under the text of the First Amendment, many issues are addressed regarding Freedom of Speech, and restrictions to exist in which such a practice may prove to be harmful to the general population or public. An example is the concept of sedition, and how this conduct can lead to insurrection against the government.
Other concepts also addressed include commercial speech, political speech, obscenity, libel, slander, and symbolic speech, such as the desecration of the American Flag. Under the First Amendment, there have been important and key court cases that have established a form precedence in how to apply the Amendment to these kinds of circumstances. The Freedom of the press is also included, and subject to similar restrictions as the freedom of speech.
The rights to petition and assembly often seem to be overlooked, for freedom of religion and speech are most commonly associated with the 1st Amendment. The right to petition is important because it gives citizens the opportunity to address their government in issues that have relevance and importance to the commonwealth. The formulation of an assembly, under the First Amendment, can be interpreted as citizens gathering and unifying for the purpose of communicating views or opinions on national issues, and for the relaying of pertinent information. The right to assembly is often related to that of petition, in such a way where citizens may assemble in the process of petitioning the government.
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First Amendment – National Constitution Center
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Clauses of the First Amendment
The Establishment Clause
Americas early settlers came from a variety of religious backgrounds: Puritans predominated in New England; Anglicans predominated in the South; Quakers and Lutherans flocked especially to Pennsylvania; Roman Catholics settled mostly in Maryland; Presbyterians were most numerous in the middle colonies; and there were Jewish congregations in five cities.
During colonial times, the Church of England was established by law in all of the southern colonies, while localized Puritan (or Congregationalist) establishments held sway in most New England states. In those colonies, clergy were appointed and disciplined by colonial authorities and colonists were required to pay religious taxes and (often) to attend church services. Dissenters were often punished for preaching without a license or refusing to pay taxes to a church they disagreed with. Delaware, New Jersey, Pennsylvania, Rhode Island, and much of New York had no established church.
After Independence, there was widespread agreement that there should be no nationally established church. The Establishment Clause of the First Amendment, principally authored by James Madison, reflects this consensus. The language of the Establishment Clause itself applies only to the federal government (Congress shall pass no law respecting an establishment of religion). All states disestablished religion by 1833, and in the 1940s the Supreme Court held that disestablishment applies to state governments through the Fourteenth Amendment.
Virtually all jurists agree that it would violate the Establishment Clause for the government to compel attendance or financial support of a religious institution as such, for the government to interfere with a religious organizations selection of clergy or religious doctrine; for religious organizations or figures acting in a religious capacity to exercise governmental power; or for the government to extend benefits to some religious entities and not others without adequate secular justification. Beyond that, the meaning of the Amendment is often hotly contested, and Establishment cases in the Supreme Court often lead to 5-4 splits.
The Lemon Test
In 1971, the Supreme Court surveyed its previous Establishment Clause cases and identified three factors that identify when a government practice violates the Establishment Clause: First, the statute must have a secular legislative purpose; second, its principal or primary effect must be one that neither advances nor inhibits religion; finally, the statute must not foster an excessive entanglement with religion. Lemon v. Kurtzman (1971). In the years since Lemon, the test has been much criticized and the Court often decides Establishment Clause cases without reference to it. Yet the Justices have not overruled the Lemon test, meaning the lower courts remain obliged to use it. In some specific areas of controversy, however, the Court has adopted specific, more targeted tests to replace Lemon.
The vast majority of Establishment Clause cases have fallen in four areas: monetary aid to religious education or other social welfare activities conducted by religious institutions; government-sponsored prayer; accommodation of religious dissenters from generally-applicable laws; and government owned or sponsored religious symbols.
Aid to religious institutions
Scholars have long debated between two opposing interpretations of the Establishment Clause as it applies to government funding: (1) that the government must be neutral between religious and non-religious institutions that provide education or other social services; or (2) that no taxpayer funds should be given to religious institutions if they might be used to communicate religious doctrine. Initially, the Court tended toward the first interpretation, in the 1970s and 1980s the Court shifted to the second interpretation, and more recently the Court has decisively moved back to the first idea.
After two early decisions upholding state statutes allowing students who attend private religious schools to receive transportation, Everson v. Board of Education (1947), and textbook subsidies available to all elementary and secondary students, Board of Education v. Allen (1968), the Court attempted for about fifteen years to draw increasingly sharp lines against the use of tax-funded assistance for the religious aspects of education. At one point the Court even forbade public school teaching specialists from going on the premises of religious schools to provide remedial assistance. Aguilar v. Felton (1985). More recently, the Court has upheld programs that provide aid to educational or social programs on a neutral basis only as a result of the genuine and independent choices of private individuals. Zelman v. Simmons-Harris (2002). Indeed, the Court has held that it is unconstitutional under free speech or free exercise principles to exclude otherwise eligible recipients from government assistance solely because their activity is religious in nature. Rosenberger v. University of Virginia (1995).
Government-sponsored prayer
The Courts best-known Establishment Clause decisions held it unconstitutional for public schools to lead schoolchildren in prayer or Bible reading, even on an ostensibly voluntary basis. Engel v. Vitale (1962); Abington School District v. Schempp (1963). Although these decisions were highly controversial among the public (less so among scholars), the Court has not backed down. Instead it has extended the prohibition to prayers at graduation ceremonies, Lee v. Weisman (1992), and football games, Santa Fe Independent School District v. Doe (2000).
In less coercive settings involving adults, the Court has generally allowed government-sponsored prayer. In Marsh v. Chambers (1983), the Court upheld legislative prayer, specifically because it was steeped in history. More recently, the Court approved an opening prayer or statement at town council meetings, where the Town represented that it would accept any prayers of any faith. Town of Greece v. Galloway (2014).
Accommodation of religion
Hundreds of federal, state, and local laws exempt or accommodate religious believers or institutions from otherwise neutral, generally-applicable laws for whom compliance would conflict with religiously motivated conduct. Examples include military draft exemptions, kosher or halal meals for prisoners, medical neglect exemptions for parents who do not believe in medical treatment for their ill children, exemptions from some anti-discrimination laws for religious entities, military headgear requirements, and exemptions for the sacramental use of certain drugs. The Supreme Court has addressed very few of these exemptions. While the Court held that a state sales tax exemption limited to religious publications was unconstitutional in Texas Monthly, Inc. v. Bullock (1989), it unanimously upheld the exemption of religious organizations from prohibitions on employment discrimination for ministers. Hosanna-Tabor Evangelical Lutheran Church and School v. E.E.O.C. (2012).
Two federal laws, the Religious Freedom Restoration Act (RFRA) and the Religious Land Use and Institutionalized Persons Act (RLUIPA), provide broad-based statutory accommodations for religious practice when it conflicts with federal and certain state and local laws. A unanimous Court upheld this approach for prisoners against a claim that granting religious accommodations violates the Establishment Clause, reasoning that RLUIPA alleviates exceptional government-created burdens on private religious exercise in prisons. Cutter v. Wilkinson (2005).
The Court in Cutter left open the question whether such a regime applied to land use is constitutional and it also left open the possibility that even some applications in prisons may be unconstitutional if they are not even-handed among religions or impose too extreme a burden on non-believers. The Courts recent 5-4 decision in Burwell v. Hobby Lobby Stores, Inc. (2014), holding that RFRA exempts for-profit employers from paying for insurance coverage of contraceptive drugs that they believe are abortion-inducing, has reinvigorated the debate over such laws.
Government-sponsored religious symbols
The cases involving governmental displays of religious symbolssuch as Ten Commandment displays in public school classrooms, courthouses, or public parks; nativity scenes in courthouses and shopping districts; or crosses on public landhave generated much debate. The most prominent approach in more recent cases is called the endorsement test; it asks whether a reasonable observer acquainted with the full context would regard the display as the government endorsing religion and, therefore, sending a message of disenfranchisement to other believers and non-believers.
The Courts decisions in this arena are often closely divided. They also illustrate that the Court has declined to take a rigid, absolutist view of the separation of church and state. In Lynch v. Donnelly (1984), the Court allowed display of a nativity scene surrounded by other holiday decorations in the heart of a shopping district, stating that it engenders a friendly community spirit of good will in keeping with the season. But in County of Allegheny v. American Civil Liberties Union (1989), a different majority of Justices held that the display of a nativity scene by itself at the top of the grand stairway in a courthouse violated the Establishment Clause because it was indisputably religiousindeed sectarian. In McCreary County v. American Civil Liberties Union (2005), the Court held that a prominent display of the Ten Commandments at the county courthouse, which was preceded by an officials description of the Ten Commandments as the embodiment of ethics in Christ, was a religious display that was unconstitutional. The same day, it upheld a Ten Commandments monument, which was donated by a secular organization dedicated to reducing juvenile delinquency and surrounded by other monuments on the spacious statehouse grounds. Van Orden v. Perry (2005). Only one Justice was in the majority in both cases.
More broadly, the Establishment Clause provides a legal framework for resolving disagreements about the public role of religion in our increasingly pluralistic republic.
An accurate recounting of history is necessary to appreciate the need for disestablishment and a separation between church and state.
The Establishment Clause of the First Amendment Congress shall pass no law respecting an establishment of religion is one of the most misunderstood in the Constitution.
The Establishment Clause: A Check on Religious Tyranny by Marci A. Hamilton
An accurate recounting of history is necessary to appreciate the need for disestablishment and a separation between church and state. The religiosity of the generation that framed the Constitution and the Bill of Rights (of which the First Amendment is the first as a result of historical accident, not the preference for religious liberty over any other right) has been overstated. In reality, many of the Framers and the most influential men of that generation rarely attended church, were often Deist rather than Christian, and had a healthy understanding of the potential for religious tyranny. This latter concern is to be expected as European history was awash with executions of religious heretics: Protestant, Catholic, Jewish, and Muslim. Three of the most influential men in the Framing era provide valuable insights into the mindset at the time: Benjamin Franklin, James Madison, and John Adams. Franklin saw a pattern:
If we look back into history for the character of the present sects in Christianity, we shall find few that have not in their turns been persecutors, and complainers of persecution. The primitive Christians thought persecution extremely wrong in the Pagans, but practiced it on one another. The first Protestants of the Church of England blamed persecution in the Romish Church, but practiced it upon the Puritans. These found it wrong in the Bishops, but fell into the same practice themselves both here [England] and in New England.
Benjamin Franklin, Letter to the London Packet (June 3, 1772).
The father of the Constitution and primary drafter of the First Amendment, James Madison, in his most important document on the topic, Memorial and Remonstrance against Religious Assessments (1785), stated:
During almost fifteen centuries has the legal establishment of Christianity been on trial. What have been its fruits? More or less in all places, pride and indolence in the Clergy, ignorance and servility in the laity, in both, superstition, bigotry and persecution. . . . What influence, in fact, have ecclesiastical establishments had on society? In some instances they have been seen to erect a spiritual tyranny on the ruins of the Civil authority; in many instances they have been seen upholding the thrones of political tyranny; in no instance have they been the guardians of the liberties of the people.
Two years later, John Adams described the states as having been derived from reason, not religious belief:
It will never be pretended that any persons employed in that service had any interviews with the gods, or were in any degree under the influence of Heaven, any more than those at work upon ships or houses, or laboring in merchandise or agriculture; it will forever be acknowledged that these governments were contrived merely by the use of reason and the senses. . . .Thirteen governments [of the original states] thus founded on the natural authority of the people alone, without a pretence of miracle or mystery, which are destined to spread over the northern part of that whole quarter of the globe, are a great point gained in favor of the rights of mankind.
The Works of John Adams, Second President of the United States, Vol. 4, 292-93 (Charles C. Little & James Brown, eds., 1851).
Massachusetts and Pennsylvania are examples of early discord. In Massachusetts, the Congregationalist establishment enforced taxation on all believers and expelled or even put to death dissenters. Baptist clergy became the first in the United States to advocate for a separation of church and state and an absolute right to believe what one chooses. Baptist pastor John Leland was an eloquent and forceful proponent of the freedom of conscience and the separation of church and state. For him, America was not a Christian nation, but rather should recognize the equality of all believers, whether Jews, Turks, Pagans [or] Christians. Government should protect every man in thinking and speaking freely, and see that one does not abuse another. He proposed an amendment to the Massachusetts Constitution in 1794 because of the evils . . . occasioned in the world by religious establishments, and to keep up the proper distinction between religion and politics."
Pennsylvania, dubbed the Holy Experiment by founder William Penn, was politically controlled by Quakers, who advocated tolerance of all believers and the mutual co-existence of differing faiths, but who made their Christianity a prerequisite for public office, only permitted Christians to vote, and forbade work on the Sabbath. Even so, the Quakers set in motion a principle that became a mainstay in religious liberty jurisprudence: the government may not coerce citizens to believe what they are unwilling to believe. If one looks carefully into the history of the United States religious experiment, one also uncovers a widely-shared view that too much liberty, or licentiousness, is as bad as no liberty. According to historian John Philip Reid, those in the eighteenth century had as great a duty to oppose licentiousness as to defend liberty.
Establishment Clause Doctrine
The Establishment Clause has yielded a wide array of doctrines (legal theories articulated by courts), each of which is largely distinct from the others, some of which are described in Professor McConnells and my joint contribution on the Establishment Clause. The reason for this proliferation of distinct doctrines is that the Establishment Clause is rooted in a concept of separating the power of church and state. These are the two most authoritative forces of human existence, and drawing a boundary line between them is not easy. The further complication is that the exercise of power is fluid, which leads both state and church to alter their positions to gain power either one over the other or as a union in opposition to the general public or particular minorities.
The separation of church and state does not mean that there is an impermeable wall between the two, but rather that the Framers fundamentally understood that the union of power between church and state would lead inevitably to tyranny. The established churches of Europe were well-known to the Founding era and the Framers and undoubtedly contributed to James Madisons inclusion of the Establishment Clause in the First Amendment, and its ratification. The following are some of the most important principles.
The Government May Not Delegate Governing Authority to Religious Entities
The Court has been sensitive to incipient establishments of religion. A Massachusetts law delegated authority to churches and schools to determine who could receive a liquor license within 500 feet of their buildings. The Supreme Court struck down the law, because it delegated to churches zoning power, which belongs to state and local government, not private entities. Larkin v. Grendels Den, Inc. (1982). According to the Court: The law substitutes the unilateral and absolute power of a church for the reasoned decision making of a public legislative body . . . on issues with significant economic and political implications. The challenged statute thus enmeshes churches in the processes of government and creates the danger of [p]olitical fragmentation and divisiveness along religious lines.
In another scenario, the Supreme Court rejected an attempt to define political boundaries solely according to religion. In Board of Education of Kiryas Joel Village School District v. Grumet (1994), the state of New York designated the neighborhood boundaries of Satmar Hasidim Orthodox Jews in Kiryas Joel Village as a public school district to itself. Thus, the boundary was determined solely by religious identity, in part because the community did not want their children to be exposed to children outside the faith. The Court invalidated the school district because political boundaries identified solely by reference to religion violate the Establishment Clause.
There Is No Such Thing as Church Autonomy Although There Is a Doctrine that Forbids the Courts from Determining What Religious Organizations Believe
In recent years, religious litigants have asserted a right to church autonomythat churches should not be subject to governmental regulationin a wide variety of cases, and in particular in cases involving the sexual abuse of children by clergy. The phrase, however, is misleading. The Supreme Court has never interpreted the First Amendment to confer on religious organizations a right to autonomy from the law. In fact, in the case in which they have most recently demanded such a right, arguing religious ministers should be exempt from laws prohibiting employment discrimination, the Court majority did not embrace the theory, not even using the term once. Hosanna-Tabor Evangelical Lutheran Church and School v. E.E.O.C. (2012).
The courts are forbidden, however, from getting involved in determining what a religious organization believes, how it organizes itself internally, or who it chooses to be ministers of the faith. Therefore, if the dispute brought to a court can only be resolved by a judge or jury settling an intra-church, ecclesiastical dispute, the dispute is beyond judicial consideration. This is a corollary to the absolute right to believe what one chooses; it is not a right to be above the laws that apply to everyone else. There is extraordinary slippage in legal briefs in numerous cases where the entity is arguing for autonomy, but what they really mean is freedom from the law, per se. For the Court and basic common sense, these are arguments for placing religion above the law, and in violation of the Establishment Clause. They are also fundamentally at odds with the common sense of the Framing generation that understood so well the evils of religious tyranny.
The Establishment Clause: Co-Guarantor of Religious Freedom by Michael McConnell
The Establishment Clause of the First Amendment Congress shall pass no law respecting an establishment of religion is one of the most misunderstood in the Constitution. Unlike most of the Constitution, it refers to a legal arrangement, the establishment of religion, which has not existed in the United States in almost two centuries. We understand what freedom of speech is, we know what private property" is, and we know what searches and seizures are, but most of us have no familiarity with what an establishment of religion would be.
The Church by Law Established in Britain was a church under control of the government. The monarch was (and is) the supreme head of the established church and chooses its leadership; Parliament enacted its Articles of Faith; the state composed or directed the content of its prayers and liturgy; clergy had to take an oath of allegiance to the king or queen; and not surprisingly, the established church was used to inculcate the idea that British subjects had a religious as well as a civic obligation to obey royal authority. The established church was a bit like a government-controlled press: it was a means by which the government could mold public opinion.
British subjects (including Americans in eight of the colonies) were legally required to attend and financially support the established church, ministers were licensed or selected by the government, and the content of church services was partially dictated by the state.
The establishment of religion was bad for liberty and it was bad for religion, too. It was opposed by a coalition of the most fervently evangelical religious sects in America (especially the Baptists), who thought the hand of government was poisonous to genuine religion, joined by the enlightenment and often deist elite (like Thomas Jefferson and Benjamin Franklin), who thought church and state should be separate, and by the leadership of minority religions, who worried that government involvement would disadvantage them. Accordingly, there was virtually no opposition to abolishing establishment of religion at the national level. Establishments survived for a while in a few states, but the last state (Massachusetts) ended its establishment in 1833.
The abolition of establishment of religion entails a number of obvious and uncontroversial elements. Individuals may not be required to contribute to, attend, or participate in religious activities. These must be voluntary. The government may not control the doctrine, liturgy, or personnel of religious organizations. These must be free of state control. Other issues are harder.
For a few decades between the late 1960s and the early 1990s, the Supreme Court attempted to forbid states to provide tax subsidies to schools that teach religious doctrine along with ordinary secular subjects. Most of these schools were Roman Catholic. This effort was largely based on a misinterpretation of history, egged on by residual anti-Catholicism. The Justices said that neutral aid to schools is just like a 1785 effort to force Virginians to contribute to the church of their choice. The analogy, however, made little sense: there is all the difference in the world between funding churches because they inculcate religion and funding schools because they provide education. In fact, the history of the early republic shows that states (and later the federal government, during Reconstruction) funded education by subsidizing all schools on a nondiscriminatory basis, and no one ever suggested this violated the non-establishment principle. By 2002, in Zelman v. Simmons-Harris, the Supreme Court returned to this original idea, allowing the government to fund schools on a neutral basis so long as the choice of religious schools was left to voluntary choice. Not only was ruling this true to history, it also best serves the ideal of religious freedom, making it possible for families to choose the type of education they want for their children.
It is sometimes suggested that laws making special accommodations for people whose religious beliefs are at odds with government policy violate the Establishment Clause, on the theory that these accommodations privilege or advance religion. This is a recently-minted idea, and not a sensible one. In all cases of accommodation, the religion involved is dissenting from prevailing policy, which means, by definition, that the religion is not dominating society. The idea that making exceptions for the benefit of people whose beliefs conflict with the majority somehow establishes religion is a plain distortion of the words. And the Supreme Court has unanimously held that religious accommodations are permissible so long as they lift a governmental obstacle to the exercise of religion, take account of costs to others, and do not favor one faith over another. Nonetheless, when religions take unpopular stances on hot-button issues (for example, regarding abortion-inducing contraceptives or same-sex marriage), critics are quick to assert that it violates the Constitution to accommodate their differences, no matter how little support that position has in history or Supreme Court precedent.
The fundamental error is to think that the Establishment Clause is designed to reduce the role of religion in American life. A better understanding is captured in this statement by Justice William O. Douglas of the Supreme Court: this country sponsor[s] an attitude on the part of government that shows no partiality to any one group and that lets each flourish according to the zeal of its adherents and the appeal of its dogma. Zorach v. Clauson (1952).
The Free Exercise Clause
Many settlers from Europe braved the hardships of immigration to the American colonies to escape religious persecution in their home countries and to secure the freedom to worship according to their own conscience and conviction. Although the colonists often understood freedom of religion more narrowly than we do today, support for protection of some conception of religious freedom was broad and deep. By the time of Independence and the construction of a new Constitution, freedom of religion was among the most widely recognized inalienable rights, protected in some fashion by state bills of rights and judicial decisions. James Madison, for example, the principal author of the First Amendment, eloquently expressed his support for such a provision in Virginia: It is the duty of every man to render to the Creator such homage, and such only, as he believes to be acceptable to him. This duty is precedent both in order of time and degree of obligation, to the claims of Civil Society.
Although the original Constitution contained only a prohibition of religious tests for federal office (Article VI, Clause 3), the Free Exercise Clause was added as part of the First Amendment in 1791. In drafting the Clause, Congress considered several formulations, but ultimately settled on protecting the free exercise of religion. This phrase makes plain the protection of actions as well as beliefs, but only those in some way connected to religion.
From the beginning, courts in the United States have struggled to find a balance between the religious liberty of believers, who often claim the right to be excused or exempted from laws that interfere with their religious practices, and the interests of society reflected in those very laws. Early state court decisions went both ways on this central question.
The Supreme Court first addressed the question in a series of cases involving nineteenth-century laws aimed at suppressing the practice of polygamy by members of the Church of Jesus Christ of Latter-day Saints (LDS), also known as Mormons. The Court unanimously rejected free exercise challenges to these laws, holding that the Free Exercise Clause protects beliefs but not conduct. Laws are made for the government of actions, and while they cannot interfere with mere religious belief and opinions, they may with practices. Reynolds v. United States (1878). What followed was perhaps the most extreme government assault on religious freedom in American history. Hundreds of church leaders were jailed, rank-and-file Mormons were deprived of their right to vote, and Congress dissolved the LDS Church and expropriated most of its property, until the church finally agreed to abandon polygamy.
The belief-action distinction ignored the Free Exercise Clauses obvious protection of religious practice, but spoke to the concern that allowing believers to disobey laws that bind everyone else would undermine the value of a government of laws applied to all. Doing so, Reynolds warned, would be to make the professed doctrines of religious belief superior to the law of the land, and in effect to permit every citizen to become a law unto himself.
Reynolds influenced the meaning of the Free Exercise Clause well into the twentieth century. In 1940, for example, the Court extended the Clausewhich by its terms constrains only the federal governmentto limit state laws and other state actions that burden religious exercise. Cantwell v. Connecticut (1940). Though it recognized that governments may not unduly infringe religious exercise, the Court reiterated that [c]onduct remains subject to regulation for the protection of society, citing Reynolds as authority. Similarly, the Court held in 1961 that the Free Exercise Clause did not exempt an orthodox Jewish merchant from Sunday closing laws, again citing Reynolds.
In the 1960s and early 1970s, the Court shifted, strengthening protection for religious conduct by construing the Free Exercise Clause to protect a right of religious believers to exemption from generally applicable laws which burden religious exercise. The Court held that the government may not enforce even a religiously-neutral law that applies generally to all or most of society unless the public interest in enforcement is compelling. Wisconsin v. Yoder (1972). Yoder thus held that Amish families could not be punished for refusing to send their children to school beyond the age of 14.
Although the language of this compelling-interest test suggested powerful protections for religion, these were never fully realized. The cases in which the Supreme Court denied exemptions outnumbered those in which it granted them. Aside from Yoder, the Court exempted believers from availability for work requirements, which denied unemployment benefits to workers terminated for prioritizing religious practices over job requirements. But it denied exemptions to believers and religious organizations which found their religious practices burdened by conditions for federal tax exemption, military uniform regulations, federal minimum wage laws, state prison regulations, state sales taxes, federal administration of public lands, and mandatory taxation and other requirements of the Social Security system. In all of these cases the Court found, often controversially, either that the governments interest in enforcement was compelling, or that the law in question did not constitute a legally-recognizable burden on religious practice.
In 1990, the Supreme Court changed course yet again, holding that the Free Exercise Clause does not relieve an individual of the obligation to comply with a valid and neutral law of general applicability on the ground that the law proscribes (or prescribes) conduct that his religion prescribes (or proscribes). Employment Division v. Smith (1990). Though it did not return to the belief-action distinction, the Court echoed Reynolds concern that religious exemptions permit a person, by virtue of his beliefs, to become a law unto himself, contradicting both constitutional tradition and common sense. Any exceptions to religiously-neutral and generally-applicable laws, therefore, must come from the political process. Smith went on to hold that the Free Exercise Clause does not protect the sacramental use of peyote, a hallucinogenic drug, by members of the Native American Church.
Smith proved to be controversial. In 1993, overwhelming majorities in Congress voted to reinstate the pre-Smith compelling-interest test by statute with the Religious Freedom Restoration Act (RFRA). RFRA authorizes courts to exempt a person from any law that imposes a substantial burden on sincere religious beliefs or actions, unless the government can show that the law is the least restrictive means of furthering a compelling governmental interest. Almost half of the states have passed similar lawsstate RFRAsapplicable to their own laws. In 1997 the Supreme Court held that Congress had constitutional authority only to apply RFRA to federal laws, and not to state or local laws. Congress then enacted a narrower law, the Religious Land Use and Institutionalized Persons Act (RLUIPA), which applies the compelling-interest test to state laws affecting prisoners and land use. RFRA and RLUIPA have afforded exemptions in a wide range of federal and state contextsfrom kosher and halal diets for prisoners, to relief from zoning and landmark regulations on churches and ministries, to exemptions from jury service.
Although some exemption claims brought under these religious freedom statutes have been relatively uncontroversialthe Supreme Court unanimously protected the right of a tiny religious sect to use a hallucinogenic drug prohibited by federal law and the right of a Muslim prisoner to wear a half-inch beard prohibited by state prison rulessome touch on highly contested moral questions. For example, the Court by a 5-4 vote excused a commercial family-owned corporation from complying with the contraception mandate, a regulation which required the corporations health insurance plan to cover what its owners believe are abortion-inducing drugs. Burwell v. Hobby Lobby Stores Inc. (2014). In the wake of Hobby Lobby and the Courts subsequent determination that states may not deny gays and lesbians the right to civil marriage, state RFRAs have become a flashpoint in conflicts over whether commercial vendors with religious objections may refuse their products and services to same-sex weddings.
Besides RFRA and other exemption statutes, the Free Exercise Clause itself, even after Smith, continues to provide protection for believers against burdens on religious exercise from laws that target religious practices, or that disadvantage religion in discretionary, case-by-case decision making. In Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah (1993), for example, the Court unanimously struck down a local ordinance against the unnecessary killing of animals in a ritual or ceremonya law that was drawn to apply only to a small and unpopular religious sect whose worship includes animal sacrifice.
The Court recently recognized that the Free Exercise Clause (along with the Establishment Clause) required a religious exemption from a neutral and general federal antidiscrimination law that interfered with a churchs freedom to select its own ministers. The Court distinguished Smith on the ground that it involved government regulation of only outward physical acts, while this case concerns government interference with an internal church decision that affects the faith and mission of the church itself. Hosanna-Tabor Evangelical Lutheran Church & School v. E.E.O.C. (2012).
It remains unclear whether Lukumi and Hosanna-Tabor are narrow exceptions to Smiths general presumption against religious exemptions, or foreshadow yet another shift towards a more exemption-friendly free exercise doctrine.
At the time the United States adopted the First Amendment to the Constitution, other nations routinely imposed disabilities on religious minorities within their borders, depriving them of legal rights, making it difficult or impossible to practice their faith, and often enabling violent persecution.
One of this nations deepest commitments is to the full, equal, and free exercise of religion a right that protects not only believers, but unbelievers as well.
Religious Liberty Is Equal Liberty by Frederick Gedicks
At the time the United States adopted the First Amendment to the Constitution, other nations routinely imposed disabilities on religious minorities within their borders, depriving them of legal rights, making it difficult or impossible to practice their faith, and often enabling violent persecution. The Free Exercise Clause was thus an exceptional political achievement, imposing a constitutional norm of civic equality by prohibiting the federal government from interfering with all religious exerciseregardless of affiliation.
Only a few years before the First Amendment was ratified, James Madison wrote that all people naturally retain equal title to the free exercise of Religion according to the dictates of conscience without the governments subjecting some to peculiar burdens or granting to others peculiar exemptions. A Memorial and Remonstrance against Religious Assessments (1785). As Madison suggested, at the time the Constitution and Bill of Rights were ratified, the guarantee of religious free exercise was understood to protect against government discrimination or abuse on the basis of religion, but not to require favorable government treatment of believers. In particular, there is little evidence that the Founders understood the Free Exercise Clause to mandate religious exemptions that would excuse believers from complying with neutral and general laws that constrain the rest of society.
The Supreme Court has historically left the question of religious exemptions to Congress and the state legislatures. The first judicially-ordered exemptions arose in the 1960s and early 1970s, when the Supreme Court held the Free Exercise Clause required religious exemptions for Amish families who objected to sending their children to high school, and for employees who were denied unemployment benefits when they lost their jobs for refusing to work on their Sabbath. This doctrine of judicially-ordered exemptions, however, was an historical aberration. In Employment Division v. Smith (1990), the Court considered a claim by members of a Native American religion who lost their jobs as drug counselors for using an illegal drug in a religious ritual. The Court abandoned its new doctrine of religious exemptions, ruling that the Free Exercise Clause did not grant believers a right to exemptions from religiously neutral, generally applicable laws, though legislatures were free to grant such exemptions if they wished. This relegation of exemptions to the political process in most circumstances returned the Free Exercise Clause to its historical baseline. Notwithstanding the narrow ministerial exception recognized in Hosanna-Tabor Evangelical Church & School v. EEOC (2012), the Court has repeatedly affirmed Smith and the century of precedent cited in that case, and has shown no inclination to overturn its basic principle that neutral and general laws should apply equally to all, regardless of religious belief or unbelief.
The growth of social welfare entitlements and religious diversity in the United States has underscored the wisdom of the Smith rule. Exempting believers from social welfare laws may give them a competitive advantage, and also may harm those whom the law was designed to protect or benefit.
For example, the Court refused to exempt an Amish employer from paying Social Security taxes for his employees, reasoning that doing so would impose the employers religious faith on the employees by reducing their social security benefits regardless of whether they shared their employers religious objection to government entitlement programs. United States v. Lee (1982). Similarly, the Court refused to exempt a religious employer from federal minimum wage laws, because doing so would give the employer an advantage over competitors and depress the wages of all employees in local labor markets. Tony & Susan Alamo Foundation v. Secretary of Labor (1985).
Read the full discussion here.
The Court seems poised to adopt this third-party burden principle in decisions interpreting the 1993 Religious Freedom Restoration Act (RFRA) as well. Five Justices in Burwell v. Hobby Lobby Stores, Inc. (2014), expressly stated that RFRA exemptions imposing significant costs on others are not allowed. The majority opinion likewise acknowledged that courts must take adequate account of third-party burdens before ordering a RFRA exemption.
The growth of religious diversity makes a religious exemption regime doubly impractical. The vast range of religious beliefs and practices in the United States means that there is a potential religious objector to almost any law the government might enact. If religious objectors were presumptively entitled to exemption from any burdensome law, religious exemptions would threaten to swallow the rule of law, which presupposes its equal application to everyone. As the Court observed in Lee, a religiously diverse social welfare state cannot shield every person . . . from all the burdens incident to exercising every aspect of the right to practice religious beliefs.
Even under the equal-liberty regime contemplated by the Founders and restored by Smith, government remains subject to important constraints that protect religious liberty. Religious gerrymanders, or laws that single out particular religions for burdens not imposed on other religions or on comparable secular conduct, must satisfy strict scrutiny under the Free Exercise Clause. Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah (1993); Sherbert v. Verner (1963). Under RFRA and the related Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA), the federal government and often the state governments are prohibited from burdening religious exercise without adequate justification. Holt v. Hobbs (2015); Gonzales v. O Centro Espirita Beneficiente Uniao Do Vegetal (2005). And, like judicially-ordered exemptions, legislative exemptions that impose material costs on others in order to protect believers free exercise interests may be invalid under the Establishment Clause, which protects believers and unbelievers alike from bearing the burdens of practicing someone elses religion. Estate of Thornton v. Caldor (1985).
If exemptions are to be afforded to those whose religious practices are burdened by neutral and general laws, they should generally not be granted by courts, but by the politically accountable branches of the federal and state governments. These branches are better situated to weigh and balance the competing interests of believers and others in a complex and religiously-diverse society.
Free Exercise: A Vital Protection for Diversity and Freedom by Michael McConnell
One of this nations deepest commitments is to the full, equal, and free exercise of religion a right that protects not only believers, but unbelievers as well. The government cannot use its authority to forbid Americans to conduct their lives in accordance with their religious beliefs or to require them to engage in actions contrary to religious conscience even when the vast majority of their countrymen regard those beliefs as backward, mistaken, or even immoral.
Unfortunately, in the last few years and especially since the Supreme Courts decision requiring states to recognize same-sex marriage this consensus in favor of tolerance has been slipping. All too often, we hear demands that religious people and religious institutions such as colleges or adoption agencies must join the state in recognizing same-sex marriages (or performing abortions or supplying contraceptives, or whatever the issues happen to be), or lose their right to operate.
That has not been the American way. When this country severed its ties with the British Empire, one thing that went with it was the established church. To an unprecedented degree, the young United States not only tolerated but actively welcomed people of all faiths. For example, despite his annoyance with the Quakers for their refusal to support the revolutionary war effort, Washington wrote to a Quaker Society to express his wish and desire, that the laws may always be as extensively accommodated to them, as a due regard for the protection and essential interests of the nation may justify and permit. Letter to the Annual Meeting of Quakers (1789).
What would it mean to have a regime of free exercise of religion? No one knew; there had been no such thing before. It quickly became clear that it was not enough just to cease persecution or discrimination against religious minorities. Just two years after the ink was dry on the First Amendment, the leader of the Jewish community in Philadelphia went to court and asked, under authority of his states free exercise clause, to be excused from complying with a subpoena to appear in court on his day of sabbath. He did not ask that the state cease to do official business on Saturday, but he did ask the court to make an exception an accommodation that would enable him to be faithful to the Jewish law.
This would become the central interpretive question under the Free Exercise Clause: Does it give Americans whose religions conflict with government practices the right to ask for special accommodation, assuming an accommodation can be made without great harm to the public interest or the rights of others?
Read the full discussion here.
In the early years, some religious claimants won and some lost. The Mormon Church lost in a big way, in the first such case to reach the United States Supreme Court. Reynolds v. United States (1878). In 1963, the Supreme Court held that the Free Exercise Clause of the First Amendment does require the government to make accommodations for religious exercise, subject as always to limitations based on the public interest and the rights of others. Sherbert v. Verner (1963). In 1990, the Court shifted to the opposite view, in a case involving the sacramental use of peyote by members of the Native American Church. Employment Division v. Smith (1990).
Today we have a patchwork of rules. When the federal government is involved, legislation called the Religious Freedom Restoration Act grants us the right to seek appropriate accommodation when our religious practices conflict with government policy. About half the states have similar rules, and a similar rule protects prisoners like the Muslim prisoner who recently won the right to wear a half-inch beard in accordance with Islamic law, by a 9-0 vote in the Supreme Court. Holt v. Hobbs (2015).
The range of claims has been as diverse as the religious demography of the country. A small Brazilian sect won the right to use a hallucinogenic drug in worship ceremonies; Amish farmers have won exceptions from traffic rules; Muslim soldiers have been given special accommodation when fasting for Ramadan; Orthodox Jewish boys won the right to wear their skullcaps when playing high school basketball; a Jehovahs Witness won the right to unemployment compensation after he quit rather than working to produce tank turrets; a Mormon acting student won the right to refuse roles involving nudity or profanity; and in the most controversial recent case, a family-owned business with religious objections to paying for abortion-inducing drugs persuaded the Supreme Court that the government should make those contraceptives available without forcing them to be involved.
In all these cases, courts or agencies came to the conclusion that religious exercise could be accommodated with little or no harm to the public interest or to others. As Justice Sandra Day OConnor (joined by liberal lions Brennan, Marshall, and Blackmun) wrote: courts have been quite capable of applying our free exercise jurisprudence to strike sensible balances between religious liberty and competing state interests. Employment Division v. Smith (1989) (concurring opinion).
At a time when the Supreme Courts same-sex marriage decision has allowed many millions of Americans to live their lives in accordance with their own identity, it would be tragic if we turned our backs on the right to live in accordance with our religious conviction, which is also part of who we are. A robust protection for free exercise of religion is not only part of the American tradition, it is vital to our protection for diversity and freedom.
Freedom of Speech and the Press
Congress shall make no law . . . abridging the freedom of speech, or of the press. What does this mean today? Generally speaking, it means that the government may not jail, fine, or impose civil liability on people or organizations based on what they say or write, except in exceptional circumstances.
Although the First Amendment says Congress, the Supreme Court has held that speakers are protected against all government agencies and officials: federal, state, and local, and legislative, executive, or judicial. The First Amendment does not protect speakers, however, against private individuals or organizations, such as private employers, private colleges, or private landowners. The First Amendment restrains only the government.
The Supreme Court has interpreted speech and press broadly as covering not only talking, writing, and printing, but also broadcasting, using the Internet, and other forms of expression. The freedom of speech also applies to symbolic expression, such as displaying flags, burning flags, wearing armbands, burning crosses, and the like.
The Supreme Court has held that restrictions on speech because of its contentthat is, when the government targets the speakers messagegenerally violate the First Amendment. Laws that prohibit people from criticizing a war, opposing abortion, or advocating high taxes are examples of unconstitutional content-based restrictions. Such laws are thought to be especially problematic because they distort public debate and contradict a basic principle of self-governance: that the government cannot be trusted to decide what ideas or information the people should be allowed to hear.
There are generally three situations in which the government can constitutionally restrict speech under a less demanding standard.
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The Colonization of Space – Gerard K. O’Neill, Physics …
Posted: at 4:43 am
Careful engineering and cost analysis shows we can build pleasant, self-sufficient dwelling places in space within the next two decades, solving many of Earth's problems.
New ideas are controversial when they challenge orthodoxy, but orthodoxy changes with time, often surprisingly fast. It is orthodox, for example, to believe that Earth is the only practical habitat for Man, and that the human race is close to its ultimate size limits. But I believe we have now reached the point where we can, if we so choose, build new habitats far more comfortable, productive and attractive than is most of Earth.
Although thoughts about migration into space are as old as science fiction, the technical basis for serious calculation did not exist until the late 1960's. In addition, a mental "hangup" the fixed idea of planets as colony sites appears to have trapped nearly everyone who has considered the problem, including, curiously enough, almost all science-fiction writers. In recent months I learned that the space pioneer Konstantin Tsiolkowsky, in his dreams of the future, was one of the first to escape that hangup.
By chance, and initially almost as a joke, I began some calculations on the problem in 1969, at first as an exercise for the most ambitious students in an introductory physics course. As sometimes happens in the hard sciences, what began as a joke had to be taken more seriously when the numbers began to come out right. There followed several years of frustrating attempts to get these studies published.
Friends advised that I take my ideas "to the people" in the form of physics lectures at universities. The positive response (especially from students) encouraged me to dig harder for the answers to questions about meteoroid damage, agricultural productivity, materials sources, economics and other topics. The results of that study indicate that
How can colonization take place? It is possible even with existing technology, if done in the most efficient ways. New methods are needed, but none goes beyond the range of present-day knowledge. The challenge is to bring the goal of space colonization into economic feasibility now, and the key is to treat the region beyond Earth not as a void but as a culture medium, rich in matter and energy. To live normally, people need energy, air, water, land and gravity. In space, solar energy is dependable and convenient to use; the Moon and asteroid belt can supply the needed materials, and rotational acceleration can substitute for Earth's gravity.
Space exploration so far, like Antarctic exploration before it, has consisted of short-term scientific expeditions, wholly dependent for survival on supplies brought from home. If, in contrast, we use the matter and energy available in space to colonize and build, we can achieve great productivity of food and material goods. Then, in a time short enough to be useful, the exponential growth of colonies can reach the point at which the colonies can be of great benefit to the entire human race.
To show that we are technically able to begin such a development now, this discussion will be limited to the technology of the 1970's, assuming only those structural materials that already exist. Within a development that may span 100 years, this assumption is unrealistically conservative. We shall look at the individual space communities their structure and appearance and the activities possible for their inhabitants, their relation to the space around them, sources of food, travel between communities as well as to Earth, the economics of the colonies and plans for their growth. As is usual in physics, it is valuable to consider limiting cases; for this study, the limits are an eventual full-size space community on a scale established by the strength of materials, and a first model, for which cost estimates can reasonably be made. The goals of the proposal will be clearer if we first discuss the large community.
A cylindrical habitat
The geometry of each space community is fairly closely defined if all of the following conditions are required: normal gravity, normal day and night cycle, natural sunlight, an earthlike appearence, efficient use of solar power and of materials. The most effective geometry satisfying all of these conditions appears to be a pair of cylinders. The economics of efficient use of materials tends to limit their size to about four miles in diameter, and perhaps about 16 miles in length. (See figure 1.) In these cylinder pairs, the entire land area is devoted to living space, parkland and forest, with lakes, rivers, grass, trees, animals and birds, an environment like most attractive parts of Earth; agriculture is carried on elsewhere. The circumference is divided into alternating strips of land area "valleys") and window area ("solars"). The rotation period is two minutes, and the cylinder axes are always pointed toward the Sun.
Figure 1. Section of a space-community main cylinder (top). The circumference is divided into alternating strips of land area (valleys) and window area (solars). Although the space-community valleys offer new landscaping opportunities and architectural possibilities, it is reassuring to note that certain Earth features can be recreated: the side view of a cylinder end cap (bottom) includes a mountain profile taken from an aerial photograph of a section of the Grand Teton range in Wyoming.
Because the Moon is a rich source both of titanium and of aluminum, it is likely that these metals will be used extensively in the colonies. For conservatism, though, the calculation of the cylinder structure has been based on the use of steel cables, to form "longerons" (longitudinal members carrying the atmospheric forces on the end caps) and circumferential bands (carrying the atmospheric force and the spin-induced weights of the ground, of the longerons and of themselves). For details of this calculation and the assumptions it includes, see the box [below]. The steel cables are bunched to form a coarse mesh in the window areas. The bands there subtend a visual angle of 2.3 x10-4 radians, about equal to the diffraction limit for the sunlight-adapted human eye, and so are nearly invisible. The windows themselves are of glass or plastic, subdivided into small panels.
Steel structure
For the structure, steel cables are assumed to be formed into longerons (average thickness rL) and circular bands (average thickness rB). The value of rL required is
rL = Ro/2T
where R is the cylinder radius, o the atmospheric pressure and T the tension. For land density L and depth xL, and bands of density F, the total equivalent internal pressure pT is
pT = o + LxLg + FrBg + FrLg
To solve for pT we note that
rB = pTR/T
so that
pT = (o + gLxL + gFR/T)/(1 -gFR/T)
For an average soil depth of 150 cm, with an average density of 1.5 gm per cc,
po = gLxL = 1.23 x 105 newtons/m2
To arrive at a conservative value for T, we note that half a century ago, the working stress for suspension-bridge cables was 70,000 to 80,000 pounds per square inch [ref 1]. At that time, D. B. Steinman [ref 1] argued for the use of stresses over 100,000 psi. If we use 1920's steels, hardened to bring the yield point to 90% of the ultimate strength, and work at 75% of the yield point, the working stress can be 152,000 psi. If we take T as 150,000 psi and R as 3200 meters, the averaged surface mass density is 7.5 tons per square meter.
In the window (solar) areas, the longerons can be 0.8-meter cables in stacks of four at 14-meter intervals. The bands can be in the same arrangement, but with a 1.5-meter diameter, and the mesh transparency will then be 84%. Considerably larger values of R would result from the extensive use of titanium in the structure, together with a thinner layer of earth.
There is no sharp upper limit on the size of a space-community cylinder; with increasing size, though, a larger fraction of the total mass is in the form of supporting cables. The figure 3200 meters for radius R is somewhat arbitrary. Economy would favor a smaller size; use of high-strength materials, or a strong desire for an even more earthlike environment, would favor a larger. Independent of size, the apparent gravity is earth-normal, and the air composition as well as the atmospheric pressure are those of sea level on Earth. For R equal to 3200 meters, the atmospheric depth is that of an Earth location at 3300 meters above sea level, an altitude where the sky is blue and the climate habitable: At any radius r within the cylinder we have
p = poe-a(R2-r2)
where
a gpo/2Rpo = (1/2R)(1.2 x10-4/meter)
The length of a day in each community is controlled by opening and closing the main mirrors that rotate with the cylinders. The length of day then sets the average temperature and seasonal variation within the cylinder. Each cylinder can be thought of as a heat sink equivalent to 3 x108 tons of water; for complete heat exchange, the warnup rate in full daylight would be about 0.7 deg C per hour. As on Earth, the true warmup rate is higher because the ground more than a few centimeters below the surface does not follow the diurnal variation.
Bird and animal species that are endangered on Earth by agricultural and industrial chemical residues may find havens for growth in the space colonies, where insecticides are unnecessary, agricultural areas are physically separate from living areas, and industry has unlimited energy for recycling.
As we can see in figure 1, it is possible to recreate certain Earth features: the mountain profile is taken from an arieal photograph of a section of the Grand Teton range in Wyoming. The calculated cloud base heights as seen in the figure are typical of summer weather on Earth: For a dry adiabatic lapse rate of 3.1 deg per 300 meters and a dew-point lapse rate of 0.56 deg per 300 meters, relative humidity and a temperature range between zero and 32C, the cloud base heights range between 1100 and 1400 meters.
Environmental control
The agricultural areas are separate from the living areas, and each one has the best climate for the particular crop it is to grow. Gravity, atmosphere and insolation are earthlike in most agricultural cylinders, but there is no attempt there to simulate an earthlike appearence. Selected seeds in a sterile, isolated environment initiate growth, so that no insecticides or pesticides are needed. (The evolution time for infectious organism is long, and resterilization of a contaminated agricultural cylinder by heating would not be difficult.) All food can be fresh, because it is grown only 20 miles from the point of use. The agricultural cylinders can be evenly distributed in seasonal phase, so that at any given time several of them are at the right month for harvesting any desired crop.
Figure 2 shows side and end views of a space community as a complete ecosystem. The main mirrors are made of aluminum foil and are planar. Moving these mirrors varies the angle at which sunlight hits the valleys (controlling the diurnal cycle), and the Sun appears motionless in the sky, as it does on Earth. The solar power stations, which consist of paraboloidal mirrors, boiler tubes and conventional steam-turbine electric generators, can provide the community with sufficient power, easily up to ten times the power per person now used (10 kw) in highly industrialized regions [ref 2].For such energy-rich conditions (120 kw per person) the power needed for a cylinder housing 100,000 people is 12,000 megawatts: The solar power incident on a cylinder end cap is 36,000 megawatts, adequate if the thermal efficiency is 33%. Extra power plants near the agricultural ring would be needed for higher population density. Waste heat is sent into space by infrared radiators of low directionality.
Figure 2. Space community as a whole is seen in side (top) and end (bottom) views For the end view, 37 of the 72 agricultural cylinders in a ring are shown; the ring does not rotate as a whole. Note the lines of symmetry in both sections of the figure.
The communities are protected from cosmic rays by the depth of the atmosphere and by the land and steel supporting structure, the bands and longerons being distributed where visual transparency is unnecessary. Meteoroid damage should not be a serious danger. Most meteoroids are of cometary rather than asteroidal origin and are dust conglomerates, possibly bound by frozen gases [ref 3]; a typical meteoroid is more like a snowball than like a rock. Spacecraft sensors have collected abundant and consistent data on meteoroids in the range 10-6 to 1 gram, and the Apollo lunar seismic network is believed to have 100% detection efficiency for meteoroids [ref 4] above 10 kg: Data from these sources are consistent with a single distribution law.
The Prairie Network sky-camera data [ref 5], after substantial correction for assumed luminous efficiency, agree with data from the National Aeronautics and Space Administration for 10-gm meteoroids. The spacecraft and seismic data indicate a mean interval of about one-million years for a strike by a heavy (one ton) meteoroid on a space community of cross section 1000 square kilometers. Even such a strike should produce only local damage if the structure is well designed. For 100-gram meteoroids, the mean interval for a strike is about three years. From the combined viewpoints of frequency and of momentum carried, the size range from one to ten grams may need the most care in window design and repair methods. For total breakage of one window panel, Daniel Villani at Princeton has calculated a leakdown time of about 300 years. Meteoroid-damage control is, then, a matter of sensing and of regular minor repair rather than of sudden emergencies.
Axial rotation and transport
A key element in the design of the space colony is the coupling of two cylinders by a tension cable and a compression tower to form a system that has zero axial angular momentum and is therefore able to maintain its axis pointed toward the Sun without the use of thrusters. The force and torque diagram for this arrangement is seen in figure 3. To accelerate the cylinders up to the required rotational speed, static torque is transmitted through the compression framework that joins the two cylinders of a pair. For a spin-up time of three years, a constant 560,000 horsepower is needed; this is 3% of the generator capacity of a cylinder. After spinup, the same motors can provide maintenance power for frictional losses and for attitude control about the spin axis. Each cylinder's angular momentum is 1.5 x1018 kg2 rad per sec; the torque needed to precess this angular momentum once each year is 3 x1011 newton meters, corresponding to a constant force of 1200 tons on a 26-km lever arm.
The phase difference of seasons between the two cylinders permits "seasonal counterpoint," midsummer in one cylinder during midwinter in the other. Travel between the two requires no power and only nine minutes of time. They are only 90 km apart, and engineless vehicles can unlock from the outer surface of one cylinder at a preset time, move in free flight with the tangential velocity (180 meters per sec or 400 miles per hour) and lock on to the other cylinder at zero relative velocity.
Travel between communities can also be carried out with simple engineless vehicles, accelerated in a computed direction by a stationary cable-pulling electric motor and decelerated by an arresting cable at the destination. The "cable-car" vehicles for such free flight need no fuel, no complex maintenance nor a highly trained crew, and should be inexpensive. Vehicle speeds permit travel among a total population larger than that of Earth within flight times of seven hours. (I have here assumed communities spaced at 200-km intervals, so that the maximum dimension of a planar cluster housing 4 billion people is 29,000 km. For a vehicle with acceleration 1g and the required travel time of seven hours, the acceleration length is 66 km.) With no need for aerodynamic design, the vehicles can be far more roomy and comfortable than the typical earthbound commercial jet.
Life in the colonies
The key statements so far have been based on known facts, on calculations that can be checked and on technology whose costs can be estimated realistically. The discussion, however, would be sterile without some speculations that must, of course, be consistent with the known facts.
With an abundance of food and clean electrical energy, controlled climates and temperate weather, living conditions in the colonies should be much more pleasant than in most places on Earth. For the 20-mile distances of the cylinder interiors, bicycles and lowspeed electric vehicles are adequate. Fuel-burning cars, powered aircraft and combustion heating are not needed; therefore, no smog. For external travel, the simplicity of engineless, pilotless vehicles probably means that individuals and families will be easily able to afford private space vehicles for low-cost travel to far distant communities with diverse cultures and languages. The "recreational vehicles" of the colonial age are therefore likely to be simple spacecraft, consisting of well furnished pressure shells with little complexity beyond an oxygen supply and with much the same arrangement of kitchen facilities and living space as are found today in our travelling homes.
All Earth sports, as well as new ones, are possible in the communities. Skiing, sailing, mountain climbing (with the gravity decreasing linearly as the altitude increases) and soaring are examples. As an enthusiastic glider pilot, I have checked the question of thermal scales: The soaring pilots of the colonial age should find sufficient atmospheric instability to provide them with lift. At high altitudes, man-powered flight a nearly impossible dream on Earth becomes easy. A special, slowly rotating agricultural cylinder with water and fish can have gravity 10-2 or 10-3 times that on Earth for skin diving free of pressure-equalization problems. Noisy or polluting sports, such as auto racing, can easily be carried out in one of the cylinders of the external ring.
The self-sufficiency of space communities probably has a strong effect on government. A community of 200,000 people, eager to preserve its own culture and language, can even choose to remain largely isolated. Free, diverse social experimentation could thrive in such a protected, self-sufficient environment.
If we drop our limitation to present technology, the size of a community could be larger. One foreseeable development is the use of near-frictionless (for example, magnetic) bearings between a rotating cylinder and its supporting structure, which need not be spun. For eight tons per square meter of surface density and a tensile strength of 300,000 psi, R would be 16 km, the total area would 50,000 km2, and the population would be between five million (low density) and 700 million (the ecological limit, the maximum population that can be supported).
In Table 1 we see my estimate of the earliest possible schedule for space colonization, beginning with a model community in the late 1980's. From about the year 2014, I assume a doubling time of six years for the colonies; that is, the workforce of a "parent" colony could build a "daughter" colony within that time. In making these estimates I have calculated that the first model community would require a construction effort of 42 tons per man-year, comparable to the effort for large-scale bridge building on Earth. Full-size communities at high population density require 50 tons per man-year, and up to 5000 tons per man-year for low population density. For comparison, automated mining and shipping in Australia now reaches 200 tons per man-year averaged over a town [ref 6].
Model
Length (km)
Radius (m)
Period (sec)
Population*
Earliest estimated date
1
1
100
21
10,000
1988
2
3.2
320
36
100-200 x 103
1996
3
10
1000
63
0.2-2 x 106
2002
4
32
3200
114
0.2 - 20 x 106
2008
In the long run, space-colony construction is ideally suited to automation. A colony's structure consists mainly of cables, fittings and window panels of standard modular form in a pattern repeated thousands of times. The assembly takes place in a zerogravity environment free of the vagaries of weather. By the time that the colonies are evolving to low population density, therefore, I suspect that very few people will be involved in their construction. Most of the workforce will probably be occupied in architecture, landscaping, forestry, zoological planning, botany and other activities that are nonrepetitive and require a sense of art and beauty.
Our new options
It is important to realize the enormous power of the space-colonization technique. If we begin to use it soon enough, and if we employ it wisely, at least five of the most serious problems now facing the world can be solved without recourse to repression: bringing every human being up to a living standard now enjoyed only by the most fortunate; protecting the biosphere from damage caused by transportation and industrial pollution; finding high-quality living space for a world population that is doubling every 35 years; finding clean, practical energy sources; preventing overload of Earth's heat balance.
I hesitate somewhat to claim for space-colonization the ability to solve one other problem, one of the most agonizing of all: the pain and destruction caused by territorial wars. Cynics are sure that humanity will always choose savagery even when territorial pressures are much reduced. Certainly the maniacal wars of conquest have not been basically territorial. Yet I am more hopeful; I believe we have begun to learn a little bit in the past few decades. The history of the past 30 years suggests that warfare in the nuclear age is strongly, although not wholly, motivated by territorial conflicts; battles over limited, nonextendable pieces of land.
From the viewpoint of international arms control, two reasons for hope come to mind. We already have an international treaty banning nuclear weapons from space, and the colonies can obtain all the energy they could ever need from clean solar power, so the temptations presented by nuclear-reactor byproducts need not exist in the space communities.
To illustrate the power of space-colonization in a specific, calculable situation, we trace the evolution of a worst-case example: Suppose the present population-increase rate were to continue on Earth and in the space colonies. In that case the total human population would increase 20,000-fold in a little over 500 years. Space-colonization would absorb even so huge a growth, as we shall see from our calculations.
The total volume of material needed in a full-size community is 1.4 x109 cubic meters, and the material available in the asteroid belt (from which the later communities will be built) is estimated to be 4 x1017 cubic meters, about one twenty-five hundredth the volume of Earth. For a present world population of 3.9 x 109 people and a growth rate [ref 7] of 1.98% per year (the 1965-71 average), the asteroidal material would last 500 years, corresponding to a 20,000-fold population increase at low population density.
In figure 4, we see the development of this worst-case problem. To hasten the solution of that problem, the initial space community population density is taken as the ecological limit; the maximum number of people that can be supported with food grown within the communities, with conventional agriculture. Richard Bradfield has grown enough to feed 72 people per hectare by the techniques of double planting and multiple cropping, and with the use of cuttings for livestock feed. These results [ref 8], as published and also as described to me by Bradfield, were obtained in the Phillipines, which has only a nine-month growing season and less than ideal weather conditions. Calculations based on his figures, but assuming an ideal twelve-month season, indicate that the colonies should be able to support 143 people per hectare with a diet of 3000 calories, 52 grams of usable protein and 4.3 pounds of total food per person per day [ref 9]. Much of the protein would come from poultry and pork. The two main cylinders of Model 1 should then be able to support up to 10,800 people, and the corresponding ecological limit for a full-size community would be 20 million people. At this limit, all the colonists would have a high standard of living, but in apartment-house living conditions, looking out over farmland. For a community limit of 13-million people, the main cylinders could be kept free of agriculture.
By about 2050, then, figure 4 indicates that emigration to the colonies could reverse the rise in Earth's population, and that the acceleration of the solution could be dramatically fast: Within less than 30 years, Earth's population could be reduced from a peak of 16.5 billion people to whatever stable value is desired. I have suggested 1.2 billion as a possible optimum; it corresponds to the year 1910 in Earth history. The reduction in population density in the space communities could be equally rapid, and within another 40 years new construction could thin out the communities to a stable density of 1.43 people per hectare, about one hundredth of the ecological limit. The total land area in the colonies would then be more than three times that of Earth.
We can hope that, in contrast to this worst-case example, some progress toward zero population growth [ref 10] will be made in the next 75 years. Any such progress will hasten the solution, reduce Earth's population peak, and hasten the day when the population densities on Earth as well as in the colonies can be reduced to an optimum value.
Building the first colony
A responsible proposal to begin the construction of the first colony must be based on a demonstration, in some detail, of one workable plan with realistic cost estimates. I emphasize two points about any such plan: The details presented should be thought of simply as an existence proof of feasibility; and many variations are possible. The optimum design and course of action can only be decided on after study and consultation among experts in a number of fields.
The nominal values for the first model colony are taken as: construction force, 2000 people; population, 10,000; total mass, 500,000 tons. When the design and cost analysis are done in detail for the entire enterprise, the need to fit a budget may force some reduction in size. The initial estimates have been aimed at holding the cost equal to that of one project we have already carried through: Apollo. The choice of 10,000 as a target population ensures that, even with some reduction, Model 1 will be large enough to obtain economies of scale and to serve as an effective industrial base for the construction of Model 2. A much reduced colonization project would be little more than a renamed space station, perhaps able to maintain itself but incapable of building the larger models that are necessary if the program is ultimately to support itself. It is an essential feature of the colonization project that Earth should no longer have to support it after the first two or three stages.
Ultimately, colonization could take place in the entire sphere, 3 x 1017 km2 in area, that surrounds the Sun at the distance we have evolved to prefer (the so-called "Dyson sphere"). For the first colony it is probably best to choose a particular point on that sphere, within easy range of both Earth and Moon, not so close as to be eclipsed often, and preferably stable against displacements in all three coordinates. The L4 and L5 Lagrange libration points satisfy all these conditions. They have the further advantage of forming only a very shallow effective-potential well [ref 11].
Earth, Moon, Sun and the colony form a restricted four-body gravitational problem, for which the full solution has only been worked out within the past several years [ref 12].The stable motion is a quasielliptical orbit, of large dimensions, about L5. The maximum excursions in arc and radius are several tenths of the Earth-Moon distance. On the stable orbit there is room for several thousand colonies; a long time will pass before colonization can fill so big an orbit.
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The Colonization of Space - Gerard K. O'Neill, Physics ...
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Human Resources, Learning, and Leadership: Our Ten …
Posted: at 4:40 am
2014 will be an exciting and challenging year for HR, learning, and talent professionals. (Download our 66 page Predictions Report here.)
Global economic growth will create a new level of competition for people. HR organizations will shift their focus from cost reduction to retention and engagement. Technology will continue to make the world a smaller place, forcing companies to improve their employment brand in every possible way. Data will become a new currency. Leadership will continue to be in short supply. And you, as an HR professional, will have to innovate and adapt to stay ahead.
In this blog I summarize our ten predictions for 2014, detailed in the report linkedhere. This is our tenth year publishing these predictions, and I hope you find them educational and valuable as you plan your strategies for the year ahead.
2014: The Year of the Employee:
Attraction, Retention, and Engagement Will Really Matter
For the first time in nearly a decade, this year you will find the issues of retention, engagement, and "attraction of talent" to be top on your priority list. We are just completing a major global study (Deloitte's Human Capital Trends 2014, coming soon) and found thatthe top two people issues facing organizations in 2014 are leadership and retention. These are the problems we face in a dynamic, growing global economy.
This year the power will shift: high-performing employees will start to exert control. Top people with key skills (engineering, math, life sciences, energy) will be in short supply. Thanks to the US healthcare laws, people will feel more free to change jobs. And companies who can't engage and attract Millenials will lose out.
While there will still be high levels of unemployment in places, generally people have changed their perspectives. They want work which is meaningful, rewarding, and enjoyable. Top performers will seek out career growth. Mid-level staff will strive for leadership development. And you, as an HR organization, will have to compete, adapt, and innovate to stay ahead.
1. Talent, skills, and capability needs become global.
In 2014 key skills will be scarce. Software engineering, energy and life sciences, mathematics and analytics, IT, and other technical skills are in short supply. And unlike prior years, this problem is no longer one of "hiring top people" or "recruiting better than your competition." Now we need to source and locate operations around the world to find the skills we need.
You must expand your sourcing and recruiting to a global level. Locate work where you can best find talent. And build talent networks which attract people around the world.
2. Integrated capability Development Replaces Training.
The "training department" will be renamed "capability development." Companies will find skills short and they will have to build a supply chain for talent. Partner with universities, establish apprentice programs, create developmental assignments, and focus on continuous learning. Companies that focus on continuous learning in 2014 will attract the best and build for the future.
3. Redesign of Performance Management Accelerates.
The old-fashioned performance review is slowly going out the window. In 2014 companies will aggressively redesign their appraisal and evaluation programs to focus on coaching, development, continuous goal alignment, and recognition. The days of "stacked ranking" are slowly going away in today's talent-constrained workplace, to be replaced by a focus on engaging people and helping them perform at extraordinary levels.
4. Redefine engagement: Focus on Passion and the Holistic Work Environment
As one HR manager recently put it, "our employees are no longer looking for a career, they're looking for an experience." Your job in 2014 is to make sure that experience is rewarding, exciting, and empowering.
5. Take Talent Mobility and Career Development Seriously
Talent mobility is with us for good: thanks to tools like LinkedIn, Twitter, and Facebook people can find new jobs in a heartbeat. This means you, as an employer, need to provide internal talent mobility and career growth in your own organization. 2014 is the time to build a "facilitated talent mobility" strategy which includes open access to internal positions, employee assessment tools, interview guides, and leadership values that focus on internal development.
Are your managers paid to "consume talent" or "produce talent?" Remember the best source of skills is within your own organization - if you cannot make internal mobility easy, good people will go elsewhere.
6. Redesign and Reskill the HR Function
Surprise: in our global Human Capital Trends research the need to "Reskill HR" was rated one of the top five challenges in every geography around the world. Why? Because HR itself is changing dramatically and we need to continuously skill our own teams to maintain our relevance and value.
Our new High-Impact HR research, scheduled for launch in early 2014, shows statistically that high-performing companies invest in HR skills development, external intelligence, and specialization. In 2014 if you aren't reinvesting in HR, you'll likely fall behind.
7. Reinvent and Expand Focus on Talent Acquisition
As the economy improves you will need to more aggressively and intelligently source and recruit. The talent acquisition market is the fastest-changing part of HR: new social recruiting, talent networks, BigData, assessment science, and recruiting platforms are being launched every month.
In 2014 organizations will need to integrate their talent acquisition teams, develop a global strategy, and expand their use of analytics, BigData, and social networks. Your employment brand now becomes more strategic than ever - so partner with your VP of Marketing if you haven't already. Today your ability to recruit is directly dependent on your engagement and retention strategy - what your employees experience is what is communicated in the outside world.
8. Continued Explosive Growth in HR Technology and Content Markets
The HR technology and content markets will expand again in 2014. ERP players (Oracle, SAP, Workday, ADP) are all delivering integrated solutions now. IBM, CornerstoneOnDemand, PeopleFluent, SumTotal, and dozens of other fast-growing talent management companies are now offering end-to-end solutions. And most now offer integrated analytics solutions as well.
Mobile apps, MOOCs, expanded use of Twitter, and an explosion in the use of video has created a need to continuously invest in HR technology. In 2014 the theme is "simplify" - understand technology but keep it simple. Employees are already overwhelmed and we need to make these tools and content easy to use. The word for 2014 is "adoption" - make technology easy to use and it will deliver great value.
9. Talent Analytics Comes to Front of the Stage
Talent Analytics is red hot. More than 60% of you are increasing investment in this area and company after company is uncovering new secrets to workforce performance each day. In 2014 you should build a talent analytics center of excellence and invest in the infrastructure, data quality, and integration tools you need. This market is finally here, and companies that excel in talent analytics have improved their recruiting by 2X, leadership pipeline by 3X, and financial performance as well.
10. Innovation Comes to HR. The New Bold, CHRO
One of the top three challenges companies now face is "reskilling their HR team." This points to the issue that HR itself, as a business function, is undergoing radical change. Today's HR organization is no longer judged by its administrative efficiency - it is judged by its ability to acquire, develop, retain, and help manage talent. And more and more HR is being asked to become "Data-Driven" - understand how to best manage people based on real data, not just judgement or good ideas.
As a result of these changes, our research shows a new model for HR emerging - one we call High-Impact HR. In this new world HR professionals are highly trained specialists, they act as consultants, and they operate in "networks of expertise" not just "centers of expertise." And driving this new world is a strong-willed, business-driven CHRO. In 2014 organizations should focus on innovation, new ideas, and leveraging technology to drive value in HR. This demands an integrated team, a focus on skills and capabilities within HR, and strong HR leadership.
Bottom line:
2014 looks to be an exciting and critically important year for Human Resources. The economy will grow, employees will be in charge, and HR's role in business success will be more important than ever.
(Click here to download the entire 66 page Bersin 2014 Predictions Report.)
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Human Resources, Learning, and Leadership: Our Ten ...
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Luigi Russolo, Futurist – Luciano Chessa – Paperback …
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Chapter 1
Futurism as a Metaphysical Science
It is surprising how little the common perception of futurism has changed since 1967, when Maurizio Calvesi complained about the "reductive general idea of Italian futurism as a simple exaltation of the machine and superficial reproduction of movement."1 Although the futurists did not always agree among themselves on a definition of the movement, they certainly would not have shared a view that reduces futurism to merely materialistic terms.2 If a similarly reductive attitude can already be found in Varse as early as 1917, the reduction of futurism to a materialistic movement within post-World War II art criticism was likely determined, as noted in the introduction, by a need to downplay the uneasy relationship between futurism and fascism.3
Yet futurism was a movement animated by contradictory ideas, constantly oscillating between science and art, the rational and the irrational, future and past, mechanical and spiritual. Indeed, it may well have been these very tensions and frictions that gave futurism its dynamic force.
Defining the futurist movement and analyzing its aesthetic is not an easy task. To the casual observer the futurists seem to present a united front, unified by the charismatic personality of Marinetti, but analysis shows them to have been highly diverse intellectual personalities, each with slightly different opinions and conceptions of life and art and sometimes in open and violent opposition to one another. They may have found themselves (for reasons of convenience, if nothing else, and perhaps sometimes opportunism) under one ideological roof, but individually they maintained autonomous physiognomies and attitudes and peculiarities of their own. It seems, then, impossible to hope to find coherence inside the different poetic positions of the futurists, let alone to formulate an organic presentation with which they would have been satisfied.
Marinetti's work and personality succeeded in maintaining a certain order, at least in the beginning. It is well documented that Marinetti initially subsidized all the initiatives of the movement (including publications and exhibitions), and, like a good impresario, he reserved the right to supervise the work of the other artists of the group, to the point that all the first futurist manifestos unquestionably ran the gauntlet of Marinetti's censorship; this explains their similar tone.4 But in the privacy of living-room discussions or personal correspondence-or anywhere outside Marinetti's public control-the futurists' aesthetic visions diverged synchronically and diachronically; they were in continual growth and in a restless state of becoming, changing along with the shifting alliances within the movement.
Critically the most lucid figure among them was probably Umberto Boccioni. Perhaps for a predisposition of spirit, perhaps because his career lasted for only a brief moment and almost did not leave him time to conclude a cycle of thought, Boccioni was one of the very few futurists to produce a volume that presented his poetics systematically.5
The other exception was Luigi Russolo. Although he was not as socially exuberant as Boccioni was, his thought was characterized by a surprising coherence of themes-many so extraordinarily close to those of his friend Boccioni as to suggest a sort of intersecting pollination between the two. Russolo was to repeat these early themes, unchanged in their substance, for the rest of his life; being spiritual in character, they corresponded well with futurism's occult side.
To summarize all the instances that show connections between futurism and esoteric preoccupations at various levels-ranging from spirituality to interest in and practice of the occult arts, and also including black and red magic and spiritualism-would be an ambitious undertaking. Here I shall simply create a backdrop against which to project the fruit of research on Russolo's interest in the occult and my reinterpretation of his sound-related activities in the context of this interest.
I am not the first to mention the influence of the occult arts on the futurist movement. Sporadic references to this influence can be found in volumes, catalogs, and essays on futurism and the visual arts edited by Calvesi and Maurizio Fagiolo dell'Arco. Until a few years ago the only contributing monographs available were a brief article by Germano Celant titled "Futurismo esoterico," published in Il Verri in 1970, and Calvesi's very brief article "L'criture mdiumnique comme source de l'automatisme futuriste et surraliste," published in Europe in 1975, in which Calvesi shows connections between mediumistic phenomena and the poetics of the automatic writing adopted first by Marinetti and then by the Surrealists. To these should certainly be added Calvesi's above-mentioned 1967 classic Il futurismo: La fusione della vita nell'arte, in which occult and spiritualist themes, however eccentric, occasionally color the overall discussion.
Renewed interest in the topic began first with the extensive catalog of a 1995 Frankfurt exhibition titled Okkultismus und Avantgarde, which devoted much space to the futurists; this was followed by Flavia Matitti's writing on Balla and theosophy, as well as by the handsome volume by Simona Cigliana (Futurismo esoterico), which takes its title from Celant's essay and is the most complete contribution to the topic to date. In contrast to the earlier sources cited, some of which are limited to a list of facts, Cigliana's book offers a convincing in-depth analysis of the futurists' occult frequentations, albeit primarily limited to the field of literature.
The futurists' interest in the occult can be attributed to their full immersion in the culture of their period, principally inspired by French symbolism, which was in turn a reaction to Comte's mid-nineteenth-century positivism and absolute materialism. In Italy, critiques of positivism and materialism also attacked idealism, and not just in rational and dialectic Hegelian formulations but also in idealism's mainstream Italian dissemination through the writings of the philosopher Benedetto Croce.
It has been maintained that interest in the occult arts and metapsychics can be attributed to the futurists' attraction to the then current understanding of science. There were those who, considering the future of scientific research, maintained that science should include among its fields of inquiry the study of paranormal phenomena and confer legitimacy upon it, since this was the natural direction toward which science was already tending. This view may be true, but it offers only a partial picture of futurism, and it bears the further defect of again putting science and technology at the center of the futurist poetic meditation, as if they were the end of this meditation instead of, as we will see, the means.
Already at this stage, however, it is clear that these occult interests were poles apart from an aesthetic conception preoccupied exclusively with the "simple exaltation of the machine and exterior reproduction of movement." The futurists' interest in science was not always exclusive or absolute, and it was not always blind idolatry. Calvesi addresses this point when he writes, "Boccioni did not want a scientific aesthetics, that is, definable into scientific rules, but only an aesthetics that took the acquisitions of science into account: which is very different."6 For Marinetti the situation was entirely similar: "Art assimilates science intuitively, analogically, by parallelism and also by benefiting from science's technical discoveries, but never by a substitution of methodologies."7 For the futurists, science was above all a means; it was not the end of their aesthetic vision.
The present chapter considers the movement's interest in occultism-alongside its interest in science and technology and its greatly underexplored interest in altered states of consciousness-as a means to achieve out-of-body experiences. Such experiences, in turn, would permit the futurists to observe reality from a hyperreal point of view, as well as to re-create reality through a new, spiritual mode of artistic creation. Subsequent chapters add Russolo's musical activity to those expressions of futurism that are indebted to the occult tradition.
Science and the Occult at the Turn of the Twentieth Century
Interest in the occult would seem to contradict the attention the futurists gave to the latest discoveries of the science and technology of the period. 8 But from the middle of the nineteenth century on, interest in the occult was increasingly shared by scientists and occultists alike, generating such terms as "scientific occultism," which further muddied the waters.9 Increasingly spreading an image of the universe as an organism animated by mysterious and supernatural forces, new scientific discoveries made between the second half of the nineteenth century and the first years of the twentieth showed that idealism, positivism, and materialism gave too restricted a vision of natural phenomena and the cosmos.10
A more dynamic conception of experimental science led various intellectuals of the time to consider occult manifestations as phenomena not yet known because of imperfect human senses and the limitations of human research tools; sooner or later, however, the scientific community was expected to be in a position to measure, understand, and explain. Heisenberg's uncertainty principle would eventually limit, if not altogether undermine, this hope for accurate measurements.
Exhortations to avoid reducing existence (and so the world) exclusively to what human senses can perceive came from all sides, as exemplified by the famous astronomer Camille Flammarion's comment that X-rays were a further proof that "sensation and reality are two very different things."11
Among the many attempts to systematize ways of understanding, ranging from alchemy to metapsychics to spiritualism, and drawn from sources as diverse as the Corpus Hermeticum, medieval mysticism, the neoplatonism of the Renaissance, freemasonry, and Eastern philosophies, was the philosophy of the Rose+Croix, which is worth citing for its direct influence on artistic disciplines.12 But even more relevant was the influence of theosophy.
Blavatsky's theosophy, with its comparativist and encyclopedic popularizing approach, which embraced Eastern philosophical thought as well as having numerous points of contact with scientific research, found fertile ground in the cultural context of the epoch. In fact, it became fashionable in those end-of-the-century artistic circles that still believed in romantic philosophical ideas or had aligned with the new symbolist trend. Theosophy famously called for systematic research of parascientific phenomena that would apply the same criteria used by scientific method to investigate other natural phenomena. Such spiritual research was never intended for utilitarian purposes but only for the spiritual advancement of humanity.
In Italy theosophy paid particular attention to the study of the human psyche. In fact, perhaps because of the charismatic presence of the celebrated Turinese psychiatrist and anthropologist Cesare Lombroso, psychiatry and neurology were in Italy the first disciplines to take an interest in various forms of the occult. Among these forms were parapsychology and parascience (telepathy, clairvoyance, possession, psychokinesis, ideoplastic), as well as correlated mediumistic phenomena.13 The need to push beyond the appearance of things to understand the world and the belief that mediums and artists were gifted with more highly developed spiritual faculties-both principles that betrayed connections with romantic aesthetics-were propositions that futurists maintained on several occasions.
In this "sounding out" of reality the new frontiers of science were certainly helpful. Among the scientific discoveries of the age, that of Rntgen's X-rays in 1895 was one of the most suggestive, because its application implied a complete revolution of the perceptive act itself. Unlike the theories on the fourth dimension or the study of non-Euclidean geometries that affected the representation of the perceptive act, X-rays revolutionized the very act of seeing. This discovery was fundamentally important in the development of theories of the pictorial avant-garde in the first years of the century-and not only for the futurists.14
X-rays bore a metaphoric weight: they encouraged one to view things profoundly rather than occupy oneself with the surface perceptible via the five senses. And an even closer relationship with mediumistic phenomena circulates in the scientific literature of the time: Lombroso, Flammarion, Ochorowicz, and Zoellner all drew a direct connection between Rntgen's research on the vibration of ether waves and the phenomena of ectoplastic condensation.15 It is not surprising, then, to learn that X-rays profoundly fascinated Boccioni, Balla, and Russolo, and that they offered a concrete way of achieving (through the extension of human senses of perception) the futurist interpenetration of planes they promoted in the manifestos of futurist painting.
The futurists' fascination with this new technology is first documented in a passage in the technical manifesto of futurist painting of April 11, 1910: "Who can still believe in the opacity of bodies, while our acuity and multiplied sensitivity makes us intuit the obscure manifestations of mediumistic phenomena? Why must one continue to create without taking account of our visual power that can give results analogous to those of X-rays?"16
The futurists were convinced that X-rays and X-ray-like clairvoyance could help to register otherwise invisible aspects of reality, such as the residual traces of the movement of bodies or the luminous emanations produced by the brain and projected in the surrounding aura-emanations that theosophists called "thought-forms." This protocol of perception based on light and movement permitted one to grasp the spiritual level of reality. The technical manifesto claimed that "by the persistence of the image in the retina, objects in motion multiply, deform, following one another, as vibrations, in the space that they pass through [i.e., of their trajectory] [. . .]. To paint a figure one does not need to make the figure: one needs to render its atmosphere. [. . .] Motion and light destroy the materiality of bodies."17
These convictions would be summarized at the end of the manifesto in the concept of complementarismo congenito (congenital complementarism), a notion that the art historian Marianne Martin, in her Futurist Art and Theory, considered "an occult spiritual experience bringing the artist in closer touch with the universal forces."18 The term complementarismo congenito readily promotes a union of opposites that rings distinctively alchemical, and thus occult.
Space and Time Tamed: Marinetti's Ectoplasm
An examination of the critical texts of Calvesi, Fagiolo dell'Arco, and Celant reveals that all of the most representative futurist artists were to varying degrees concerned with the occult.19 This is certainly true of Marinetti. By celebrating action and movement-a celebration clearly intoxicated with Nietzschianism-his aesthetics celebrated the energy manifested in every vibration of the cosmos, that is, energy itself.
Far from being a proposition of materialistic thrust, Marinetti's obsessive celebration of movement and vibration reflects an occult, symbolist-derived substratum.20 Central to this view is the idea that matter is constituted by condensation of waves vibrating at different intensities; as such, through movement, matter either vanishes or better reveals its implicit spirituality. Basing his ideas on Nietzsche's theory of action, his personal reading of Bergson's vitalism, and Einstein's theory of relativity (which Marinetti probably encountered by way of the popularizing work of Minkowsky), the founder of futurism derived a conception of the world in which, if only because we lack absolute parameters to show stasis, all is perpetual movement.21
According to Marinetti, "absolute space and time do not preexist, nor do any absolutely immovable points nor any objects in absolute movement, because there is no absolute term of reference: object and subject are, always, correlatively but discontinuously mobile."22 According to Calvesi, futurists did not regard "spirit and matter (and therefore [. . .] intuition and intellect)" as separate; they saw them as a unity, under the "same principle of energy."23 As is also true of Boccioni, Marinetti overcame Bergson's dualism of matter versus movement. Matter never exists as absolute inertia: "Matter and movement, rather than contradictory ends, became ends that could be brought back to one single principle."24
Behind this theory of energy we find not only the influence of Nietzsche's interpretations and Einstein's suggestions but also one of the core propositions of alchemy that futurists may have derived from pre-Socratic philosophies: the belief in a universe that may be synthesizable into a single generating principle, a primal matter, existing in various levels of density and from which all things derive.25 This primal matter, a wave vibrating at different frequency, was often referred to as the ether.
The interest in waves and vibrations, and in their relationship to occult themes, is a constant in Marinetti's prose. In his Manifesto della declamazione dinamica e sinottica he writes that the futurist poet/performer will have the task of "metallizing, liquefying, vegetalizing, petrifying, and electrifying the voice, fusing it with the vibrations of matter, themselves expressed by Words-in-Freedom,"26 and in La grande Milano tradizionale e futurista Marinetti recognized in Russolo's enterprise the capacity to "organize spiritually and fantastically our acoustic vibrations."27
A similar transformative approach is found in the manifesto La radia, published with Pino Masnata in 1933. Among other things, the radio set (Marinetti and Masnata have recourse to the feminine gender for the word, radia) is here considered to be:
4. Reception amplification and transformation of vibrations emitted by living beings by living or dead spirits noisy dramas of states of mind without words.
5. Reception amplification and transformation of vibrations emitted by matter Just as today we listen to the song of the woods and of the sea tomorrow we will be seduced by the vibrations of a diamond or of a flower.28
It is, furthermore:
6. Pure organism of radiophonic sensations
7. An art without time or space without yesterday or tomorrow [. . .] The reception and amplification, through thermionic valves, of light and of the voices of the past will destroy time [. . .]
9. Human art, universal and cosmic, that is like a voice with a true psychology-spirituality of the noises, of the voices and of the silence.29
In these passages points of contact with panpsychism are evident. The idea that everything is vibration is an eminently occultist one, as it implies that all phenomena occurring in the world are in some way secretly linked. Once the corpuscular theory of light, inspired by Democritus and upheld by Newton, was put aside in favor of the theory of waves traveling through ether, which lasted until Einstein, it was as if the scientific community implicitly validated the long esoteric tradition that had always included a belief in the correlation between light and sound. The discovery of electromagnetic waves, X-rays, and, shortly after, radioactivity, confirmed this occultist proposition.30 In fact, the theory of waves propagating themselves in the ether reinforced and essentially confirmed an alchemical/synesthetic conception of art, because both sound and light are, according to this vision of physics, waves that only differ in frequency or wavelength-a difference of degree, not of kind.
Futurism was always characterized by a strong synesthetic component, and synesthesia has traditionally been an indicator of the occult (by way of the vibrational tradition).31 This connection was a remnant of the connection between futurism and French symbolism in the latter's most occultist (and psychedelic) moments-one may think of the Baudelaire of Correspondances or the Rimbaud of Voyelles-but also of the Italian version of that same symbolism, alcoholic and brilliant, that we call Milanese scapigliatura, an antibourgeois art movement surely characterized, just as futurism is, by an overlap of scientific and occult interests.32
The debate about synesthesia was widespread at the opening of the twentieth century.33 Marinetti's interest in the relationship between the arti sorelle (sister arts) and the different senses was ever present, even when not taking center stage as it does in his manifesto "Tactilism" (1921, revised in 1924).
Tactilism, Marinetti maintains, could be considered the result of the mortification of the other four senses, producing an empowered sense of touch; this would occur following a deviation of the sun from its proper orbit that would cause its unusual distancing from the earth.34 But, Marinetti maintained, the phenomenon was instead created by "an act of futurist caprice/faith/will." In fact, in an extreme situation such as a planetary catastrophe, the five senses would be reduced to only one. Marinetti wrote, "Everybody can feel that sight, smell, hearing, touch and taste are modifications of a single, highly perceptive sense: the sense of touch, which splits into different ways and organizes into different points."35
In this manifesto, tactilism is a provisional term for a new art form that merges all of the five traditional senses as well as a series of new senses that Marinetti lists. He chooses to give "the name of Tactilism to all the senses that are not specified," since he believes that the perceptive senses are in fact "more or less arbitrary localizations of that confused total of intertwined senses that constitute the typical forces of the human machine"; these forces could in his opinion "be better observed on the epidermal frontiers of our body." Notwithstanding this, the attention here is obviously on the sense of touch; as Marinetti describes it, to arrive at a tactile art, other stimuli (including the visual) must be sacrificed or neutralized.36
Marinetti therefore contemplates a synesthetic emotion-which by definition links different senses by means of association-that is evoked and activated by use of specially made implements that he calls tactile tables (tavole tattili). In tactile art it is exclusively through touch that the perceiver reconstructs, by association, stimuli that, while similar, belong to other expressive fields such as music or painting; this kind of reconstruction is encouraged in the tactile tables. Marinetti chose not to integrate the expressive protocol of the tactile tables with expressive modalities derived from other art forms (like painting or sculpture)-a choice made not to prevent a dialogue between the arts but to protect the newborn art form tactilism and permit it, at least in the beginnings of its journey, to develop autonomously.
Marinetti believed that the sense of touch, when empowered, permits seeing beyond the physical-permits seeing even inside objects, as if by a sort of tactile X-ray vision: "A visual sense is born, at the fingertips. Interscopia is developed, and some individuals are able to see inside their own bodies. Others can shadowy make out the shadowy insides of nearby bodies." The connection with Boccioni's interpenetration of planes, and of its occult and scientific matrices (or implications), could not be clearer.
At its core, Marinetti's tactilism aimed at the perfecting of "spiritual communications between human beings, through the epidermis." Often read as merely an erotic proclamation, this statement was, rather, the testimony of Marinetti's spiritual and occult attitude, perhaps even traceable to the conversations with his father, who was an enthusiastic reader of Eastern philosophy.37 With Tactilism, Marinetti proposed to "penetrate better and outside of scientific methods the true essence of matter" and to promote the type of spiritual experience that could reach the point of "negating the distinction between spirit and matter," an affirmation that in substance overcomes, as stated above, Bergson's dualism of movementversusmatter. Marinetti believed that comprehension of the essence of matter could be obtained by eliminating the mediation of the brain (i.e., of human reason), which is guilty of polluting the virgin, immediate perfection of the tactile experience. As he wrote: "Perhaps there is more thought in the fingertips than in the brain that has the pride of observing the phenomenon [the act of touching]."
According to Marinetti, the new art had more relations with spiritualism and could better demonstrate the validity of theories of reincarnation than other arts: "The futurist Balla declares that by means of Tactilism everyone can enjoy again with freshness and absolute surprise the sensations of his past life, that he could not enjoy again with equal surprise by means of music nor by means of painting."38
Only a few years after this manifesto, the Manifesto della fotografia futurista, a collaboration between Marinetti and Tato published on April 11, 1930, proposed updating Anton Giulio Bragaglia's fotodinamica (photodynamics) by taking advantage of the new technological possibilities. The aesthetic coordinates of this book however are not that distant from Bragaglia's, who was from the beginning of his career interested in phenomena of mediumistic materialization.
The goals of futurist photography in 1930 included, among other things:
4. The spectralizing of some parts of the human or animal body isolated or joined nonlogically; [. . .]
11. The transparent and semitransparent superimposition of concrete persons and objects and of their semiabstract phantasms with simultaneity of memory/dream; [. . .]
14. The composition of absolutely extraterrestrial landscapes, astral or mediumistic by means of thicknesses, elasticity, turbid depths, clear transparencies, algebraic or geometric values, and with nothing human, vegetable, or geologic;39
But in L'uomo moltiplicato e il regno della macchina, part of Guerra sola igiene del mondo of 1915 (and originally in Le futurisme of 1911, perhaps even drafted as early as 1910), Marinetti aspired to a structural modification of man that in future would, thanks to the materialization of wings produced with the force of thought, allow man to fly.40
In L'uomo moltiplicato, Marinetti wrote: "The day it is possible for man to exteriorize his will such that it extends outside of him like an immense invisible arm-on that day Dream and Desire, which today are vain words, will rule sovereign over tamed Space and Time."41 Having lost the reader in this forest of his postsymbolist prose, Marinetti then showed us the way. He believed that this prophecy, which he himself recognized as paradoxical, could be more easily understood by "studying the phenomena of exteriorized will that constantly manifest themselves in sances."
This uomo moltiplicato, a metallic alter egothat would duplicate man without duplicating his defects, would even have the gift of clairvoyance and, in addition to being a "non-human and mechanical type, constructed for an omnipresent velocity, it will be naturally cruel, omniscient and combative." The figure of the multiplied man shows interesting similarities with the metallic animal of the subsequent manifesto, "Ricostruzione futurista dell'universo" by Balla and Depero, the aggressiveness of which would unquestionably have been inebriated with the spirit of World War I interventionism.
For Marinetti, the man of the future was not so much the product of Darwinian evolution as, rather, the transformist hypothesis of Lamarck (whom, indeed he cited in his essay): not an evolution of man but his alchemical transformation into a more perfect being created by the futurists, a "non-human type in whom moral pain, kindness, affection and love, i.e., the only corrosive poisons of inexhaustible vital energy, will be abolished"-in short, a man aiming for a suspended, ataractic, beyond-good-and-evil spiritual state.
These scientific-alchemical themes never disappeared from Marinetti's repertoire. In his 1933 manifesto La radia, he again announced the "overcoming of death" through futurism "with a metallizing of the human body and the appropriating of the vital spirit as machine force."42 In this proclamation, Marinetti reelaborated his 1915 position, according to which the futurists had the power to reawaken mummies with the charismatic electricity of their hand movements. In a passage of "Guerra sola igiene del mondo," Marinetti recounts some of the brawls after the futurist evenings of the first years: "Everywhere, we saw growing in a few hours the courage and the number of men that are truly young, and [we saw] the galvanized mummies that our gesture had extracted from the ancient sarcophagi, becoming bizarrely agitated."43 By now it should be clear that Marinetti's will futuristically to abolish death is a trope, a trope that will recur frequently in Marinetti's writings (e.g., the closing of the manifesto "La matematica futurista immaginativa qualitativa"). 44
Painting the Invisible: Boccioni's Sixth Sense
Contro ogni materialismo.
Umberto Boccioni, "Note per il libro"45
At the intersection of romantic impetuousness and Bergsonian critique of materialism, the personality of Umberto Boccioni stands out dramatically. Departing from a type of formation close to Marinetti's but influenced by Marinetti's theories, Boccioni too demonstrated a strong interest in the occult. Drawn to symbolism, Nietzsche, and Bergson, familiar with the ideas of Einstein, admirer of Wagner, and more generally attracted to the titanic and romantic aesthetic, Boccioni had the vocation and the presumption of the demiurge, the creator of worlds, the materializer.
Boccioni, like Marinetti, overcame the Bergsonian dualism of matter and movement by wedding himself to Einstein's vision (and perhaps to that of Steiner, if one substitutes the term energy for spirit).46 Everything moves, everything vibrates(all bodies are "persistent symbols of the universal vibration," can be read in the technical manifesto of futurist painting), all creation is energy, existing in the form of waves that organize the primal matter, the ether, into different levels of density or, as Boccioni puts it, of intensity. There is no separation between one body and another: in Boccioni's thought, continuity is preferred. In fact, in his article "Fondamento plastico della scultura e pittura futuriste," which appeared in the periodical Lacerba on March 15, 1913, Boccioni writes that "distances between one object and another are not of the empty spaces, but of the continuities of matter of different intensity," immediately adding that in the paintings of the futurists one does not have "the object and the emptiness, but only a greater or lesser intensity and solidity of spaces."47
And he adds, further advocating for continuity,
They accuse us of doing "cinematography, which is an accusation that really makes us laugh, so much it is vulgarly moronic. We do not subdivide visual images: we search for a shape, or, better, a single form [forma unica] that would substitute the new concept of continuity to the old concept of (sub)division.
Every subdivision of motion is completely arbitrary, as it is completely arbitrary every subdivision of matter.48
In confirmation of this proposition, Boccioni presents two quotes form Bergson.
This passage can be better understood after reading the futurist Ardengo Soffici's restatement of this principle of continuity, since he returns the concept to what would have been its original theosophical coordinates. In his article "Raggio," published in Lacerba on July 1, 1914, and republished not by chance a few months later in the Roman theosophical periodical Ultra with the eloquent title "La teosofia nel futurismo," Soffici wrote that bodies are not separated from one another but that "the entire universe therefore is a single whole without interruption of continuity," and that, moreover, "the world is not a molecular aggregate, but a flux of energy with varied rhythms, from granite to thought."49
Soffici goes on to maintain that "a privileged organism, a center of extra-powerful vital force, can in a certain moment and under certain circumstances attract and concentrate within itself its distant parts, the peripheral waves of its energies, making them concrete," and that "an artist can live and make concrete in a work the life of another being, of things, of places that he has not visited. A prophet [can] see and reveal future events-future for sensibilities less acute than his own." In a crescendo of self-centered hubris, Soffici maintains that his consciousness is "a globe of light that shoots its rays all around in accordance with its force," and he concludes, "I am the point of confluence of history and of the world. I am one with eternity and with the infinite."50
Soffici's claim that the psychic energy of the artist could not simply reproduce but must re-create reality was shared by all futurists. I shall investigate how determinative this proposition is in analyzing the work of Russolo. This idea led to the futurists' interest in the creation of ectoplasmic forms by sensitive subjects in a mediumistic trance. In "Fondamento plastico della scultura e pittura futuriste," Boccioni wrote:
When, through the works, one understands the truth of futurist sculpture, one will see the form of atmosphere where before one saw emptiness and then with the impressionists a fog. This fog was already a first step toward atmospheric plasticity, toward our physical transcendentalism which is then another step toward the perception of analogous phenomena until now occult to our obtuse sensitivity, such as the perceptions of the luminous emanations of our body of which I spoke in my first lecture in Rome and which the photographic plate already reproduces.51
A year later, at the close of his volume Pittura, scultura futuriste, Boccioni wrote: "For us the biological mystery of mediumistic materialization is a certainty, a clarity in the intuition of psychic transcendentalism and of plastic states of mind."52 In his preparatory notes for the book, which were published posthumously, Boccioni formulated yet anothereloquent phrase: "Our painting is esoteric."53
In the passage from "Fondamento plastico della scultura e pittura futuriste" quoted above, Maurizio Fagiolo dell'Arco read an allusion to the photographs of ectoplasms produced at the beginning of the century by the notorious Neapolitan medium Eusapia Palladino.54 Both Marinetti and Boccioni were fascinated by Palladino's sances.55 These sances had became still better known after the director of the Corriere della sera tried to discredit them.56
Palladino based her credibility on the fact that she had agreed to repeat her mediumistic sances in the presence of neurologists and psychologists, and she was defended fiercely by the anthropologist Lombroso. Celant records that Lombroso, along with a Turinese group of faithful followers, was in those years investigating the study of phenomena of psychic condensation and materialization. Lombroso's theories would have been fairly widespread in the artistic circles of the time. Kandinsky, for example, was well informed about the studies on spiritualism that Lombroso conducted in Palladino's mediumistic sances,57 and the young Balla in his early years in Turin took Lombroso's classes.58
Materialization phenomena were also the point of departure for the work of Anton Giulio Bragaglia, the author of that "futurist photodynamism" that incited Boccioni's wrath. In two articles from 1913 titled "I fantasmi dei vivi e dei morti" and "La fotografia dell'invisibile," Bragaglia published photos of fake ectoplasms; in doing so he was following a well-established international trend.59 But the year before, influenced by mediumistic photos and those theories of chronophotography of Muybridge or Maray on which Giacomo Balla based his 1912 paintings of the frame-based breakdown of movement (scomposizione del movimento), Bragaglia had already produced the first works of photodynamism.60 In these works he retraced blurs and trajectories of bodies in movement, aiming to reveal that spiritual essence that is lost as a result of the limitations of the human eye: "In motion, things, dematerializing, become idealized," he declared in his Fotodinamismo futurista.61 Calvesi, considering this phrase to be a departure from Bergsonian ideas, linked it to one of the key phrases of the technical manifesto of futurist painting of 1910: "Movement and light destroy the materiality of bodies." Bragaglia's interest in the supernatural did not exhaust itself in this first phase, as testified by his 1932 photograph Alchimia musicale.
But the passage from Lacerba of March 15, 1913, in which Boccioni talked about "perceptions of the luminous emanations of our body," seems actually to refer to the particular metapsychics phenomena that Annie Besant and Charles Webster Leadbeater called "thought-forms." Their book Thought-forms of 1901 was read assiduously in the early twentieth century by artists who were interested in abstract painting. In fact, it exerted great influence over the work of Kandinsky, Kupka, Malevich, and Mondrian.
The book's central proposition is that all thoughts and emotions create corresponding forms and colors in the aura that surrounds the physical body of every human being. These forms and colors are directly determined by the vibrations of the aura, which only clairvoyants can perceive. According to Besant and Leadbeater, the aura of an individual is composed of the union of different "bodies," among which are the astral body, generated by the passions, and the mental body, generated by the thoughts. The vibrations of the astral and mental bodies have the power to produce special psychic forms, both concrete and abstract, which they called thought-forms. Thought-forms can move freely, and they can distance themselves from the body if the energy of the mind that produced them is sufficient. Their color is based on the quality of the thought, their form on its nature, and their sharpness on its clarity.62
Besant's and Leadbeater's book contain a famous series of color plates painted by various artists on indications furnished by the authors after experiencing trances. Their indications were intended to document scientifically, down to the smallest detail, the thought-forms produced by subjects while feeling emotions ranging from devotion to fear and rage that were collected on specific occasions, at specific times of the day. The largely abstract plates attracted the interest of artists of the time, as did the illustrations of Leadbeater's Man Visible and Invisible of 1902. Thought-forms was quickly translated into a number of languages; in Italy it was first disseminated in the 1905 French translation, in which version it was read by Luigi Pirandello and influenced his poetics from the writing of Il fu Mattia Pascal onward.63
It is useful, however, to remember that Boccioni first expressed interest in the occult in that Roman lecture of 1911 that he referred to in his Lacerba article of March 15, 1913, a lecture in which his spirituality is clearly revealed. The text of the lecture, which remained unpublished for a long time, represents one of the high points of Boccioni's poetics. Conscious of its relevance, he referred to it often in his subsequent works. His familiarity with the books of Leadbeater and Besant, particularly Thought-forms, emerges from the very opening lines of the lecture, where, in prophesizing the art of the future, Boccioni affirms:
There will come a time when a painting will no longer be enough. Its immobility will be an archaism when compared with the vertiginous movement of human life. The eye of man will perceive colors like feelings in themselves. Multiplied colors will have no need of forms to be understood, and pictorial works will be whirling musical compositions of enormous colored gases, which on the scene of a free horizon, will move and electrify the complex soul of a crowd that we cannot yet imagine.64
The reference to the use of colors as "feelings in themselves," the use of "colored gases" that can electrify the soul, and the synesthetic link between colors and musical composition are all concepts from Thought-forms. In that same year, 1911, Luigi Russolo exhibited perhaps his most ambitious canvas, on which he had worked for many years.65 Titled La musica, it represents a whirling azure wave that unfolds in the air while the protagonist of the painting, a pianist, executes equally whirling musical figurations on a keyboard. Russolo's painting probably inspired Boccioni's visionary remarks above; and it certainly inspired some elements of Citt che sale, Boccioni's masterpiece of 1910-1911 (fig. 3).B66[fig.3]/B
The synesthetic hypothesis returned in the closing words of Boccioni's 1911 lecture, where Boccioni clarified that by painting the sensation, the futurists stop "the idea before it can be localized in any one sense and be determined either as music, poetry, painting, architecture, that way capturing without any mediation the primal universal sensation."67 Moreover, because futurists live in the absolute, Boccioni maintained that it was necessary for those wishing to understand their works to be not only extremely intelligent but also ready "to enter into contact with pure intuition," which is possible only "after a long and religious preparation."68
Thanks to this spiritual preparation, we are endowed with a new sensitivity that, through new perceptive and psychic means, guides us in the search for the absolute, Boccioni writes:
We painters [. . .] feel that this sensitivity is a psychic divining force that gives the senses the power to perceive that which never until now was perceived.69 We think that if everything tends toward Unity, that which man until today has sought to perceive in unity is still a miserable blind infantile decomposition of things.70
Boccioni believed that the artist must aspire to re-create this unity from the "chaos that envelops things." Sensation is the synthesis, the essence of things, their transfiguration. It is the "subjective impression of Nature."
Moving from the more spiritual aspects of the artistic currents that had gone before (divisionism, impressionism, symbolism), Boccioni arrived at a definition of futurism as the culmination and overcoming of these previous artistic currents. Divisionism represents for Boccioni the achievement of a "symphonic and polychromatic unity of the painting that will become more and more a universal synthesis." With the impressionists, figures and objects, although still in a fairly embryonic way, "are already the nucleus of an atmospheric vibration." But the impressionists exchanged "appearance for reality." It was their limit, and as a result they were trapped in a superficial representation of nature.
Boccioni considered the painting style of the Italian symbolist Gaetano Previati, in which he noted contacts with the "Rosa Croce," which was the direct predecessor of futurist painting. In Previati, "forms begin to speak like music, bodies aspire to make themselves atmosphere, spirit, and the subject is ready to transform itself into a state of mind."
Boccioni perceived futurism as a new kind of impressionism: "Our impressionism is absolutely spiritual since more than the optical and analytical impression, it wishes to give the psychic and synthetic impression of reality." The spiritual role of futurist painting and the psychic force that it develops exhibits far loftier ambitions than French impressionism. In Boccioni's words, it "hypnotizes, grasps, envelops and drags the soul to the infinite." Boccioni had already defined this psychic synthesis as "simultaneity of state of mind."It was a mnemonic-optical representation of what is remembered and what is seen; in substance, it was a spiritualization of the perceptive experience. As if it were an X-ray view, this psychic synthesis offered possibilities of "penetrating the opacity of bodies."
The influence of X-rays and the mythology that the futurists developed around them returns with Boccioni's mention of X-rays in a catalog note for the painting La risata (also painted in the year 1911), which was prepared for the program of the 1912 London exhibition: "The scene is round the table of a restaurant where all are gay. The personages are studied from all sides and both the objects in front and those at the back are to be seen, all those being present in the painter's memory, so that the principle of the Roentgen rays is applied to the picture."71
This quote shows similarities with his affirmations in the Roman lecture. For Boccioni the model of the modern artist was the "clairvoyant painter," capable of "painting not only the visible but that which until now was held to be invisible."72 He believed that the modern painter "can only paint the invisible, clothing it with lights and shadows that emanate from his own soul." Thanks to the progress-spiritual and technological-of the modern age, the five senses can be transcended: "It is our futurist hypersensitivity that guides us and makes us already possess that sixth sense that science strains in vain to catalog and define."73
This perceptive sensitivity permitted the futurist artist to understand the spiritual essence of the movement of bodies. Everything is perennially in motion, all is composed of the same waves that have various grades of density and that vibrate at different intensities. "Bodies are but condensed atmosphere," Boccioni wrote, and minerals, plants, and animals are composed of "identical nature." This new sensitivity is a true and real "psychic divining force" that allows one to grasp that substantial "Unity" of everything that Boccioni considered-as he phrases it in his lecture notes in a crossed-out line-the symbol of the "universal vibration." 74 Futurist painting aspired to reproduce a more profound reality as it is perceived by the subject and as it produced states of mind in the subject: "If bodies provoke states of mind through vibrations of forms, it is those that we will draw."
The following excerpt from the closing paragraph of the Roman lecture is both the most visionary passage of that document and the one where Boccioni's familiarity with Leadbeater is most evident:
There is a space of vibrations between the physical body and the invisible that determines the nature of its action and that will dictate the artistic sensation. In short, if around us spirits wander and are observed and studied; if from our bodies emanate fluids of power, of antipathy, of love; if deaths are foreseen at a distance of hundreds of kilometers; if premonitions give us sudden joy or annihilate us with sadness; if all this impalpable, this invisible, this inaudible becomes more and more the object of investigation and observation: all of this happens because in us some marvelous sense is awakening thanks to the light of our consciousness. Sensation is the material garment of the spirit and now it appears to our clairvoyant eyes. And with this the artist feels himself in everything. By creating he does not look, does not observe, does not measure; he feels and the sensations that envelop him dictates him the lines and colors that will arouse the emotions that caused him to act.
The Craft of Light: Balla's Occult Signature
In Balla one finds again the confluence of two streams common among many of his futurist comrades: the scientific/positivist and the spiritualist.75 The merging of these two tendencies into a sort of metaphysical rationality would constitute, toward the end of the nineteenth century, one of the aims of theosophy. As Linda Henderson maintains, the preferred meeting place between science and spirituality is the theory of vibrations.76 In the light of this convergence of ends, it is no surprise that Balla, literally obsessed with vibrations, was involved with theosophy for many years, and that an understanding of his relations with it are crucial to reconstructing his artistic journey.
During his formative years in Turin, Balla studied with Cesare Lombroso (whose contacts with spiritualism have been mentioned by Germano Celant, among others).77 But the encounter first with freemasonry and occultism, and later with theosophy, occurred only in 1895, once Balla had moved to Rome. In the first years of the century, Balla furthered his interest in psychiatry by reading Hoepli's popular compendia and manuals.78 His interest in X-rays may have been piqued by his acquaintance with Professor Ghilarducci, an expert on radiology, psychology, and electrotherapy, whose portrait Balla painted in 1903.79 This is indicated in an undated entry in his notebooks: "Roentgen rays and their applications."80 I believe he made this entry to remind himself to look into Ignazio Schincaglia's popular 1911 book Radiografia e radioscopia: Storia dei raggi Roentgen e loro applicazioni piu importanti.
The supernatural element is already present in some of Balla's first Roman works, both in the impressive dimensions of Ritratto della madre from 1901 and in the metaphysical angle and hyperrealism of the formidable Fallimento of 1902.81 As early as 1904 he maintained a friendship with Ernesto Nathan, an occultist and freemason (he was grand master of the Grande Oriente d'Italia in 1899 and again in 1917), who in 1907 became the first anticlerical mayor to take office in the Campidoglio. Nathan acquired nine canvases from Balla and commissioned a portrait in 1910, and Balla even taught painting to Nathan's daughter, Annie.82 Notwithstanding his contact with Nathan, Balla apparently never affiliated himself with a lodge.83
Information about Balla's first contact with theosophy comes from Balla's daughter Elica: "In 1916 Balla is also interested in psychic phenomena and attends the meetings of a society of theosophists presided over by General Ballatore; they hold, in said society, sances. [...] Inspired by this interest, [...] he outlines some sketches on this subject and then a larger painting, aptly titled Trasformazione forme spiriti" (fig. 4).B84[fig.4]/B
Flavia Matitti has reconstructed the history of the circle around Generale Ballatore, the "Gruppo Teosofico Roma," and Balla's relationship with that circle. Gruppo Roma was founded in 1897 and recognized as a theosophical association in 1907. In the same year, the first issues of the periodical Ultra came out; in it Ballatore published articles on hyperspace and the fourth dimension; later he wrote on radioactivity. Ultra was the official organ of Gruppo Roma until 1930. In October 1914, Ardengo Soffici published his article "La Teosofia nel futurismo" in Ultra.85
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